DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Quantum Financial Partners LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles Henry KochAprio Wealth Management, LLC independent RIAQuantum Financial Partners LLC independent RIARIA to RIAApr 23, 2026Apr 17, 2026
Nicholas Tyler RossinWells Fargo Advisors wirehouseQuantum Financial Partners LLC independent RIAWirehouse to independent RIAJan 8, 2025Jan 2, 2025
David S BaumannM Holdings Securities, Inc. otherQuantum Financial Partners LLC independent RIAOtherFeb 24, 2016Feb 23, 2016
Brett Allen RennerEdward Jones national BDQuantum Financial Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 5, 2016Mar 11, 2016 (35 d)
Joseph James PuetzAllstate Financial Advisors, LLC no RAUMQuantum Financial Partners LLC independent RIAOtherDec 2, 2015Jan 7, 2016 (36 d)
Jeffrey Alan WhiteCambridge Investment Research Advisors, Inc. otherQuantum Financial Partners LLC independent RIAOtherApr 7, 2006Apr 17, 2006
Kenrick H MooreCambridge Investment Research Advisors, Inc. otherQuantum Financial Partners LLC independent RIAOtherApr 7, 2006Jan 12, 2006
Russell Edward FiegerCambridge Investment Research Advisors, Inc. otherQuantum Financial Partners LLC independent RIAOtherAug 26, 2005Apr 17, 2006 (234 d)
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8 moves match.