DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Titan

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lily Paige KrausZoe Financial, Inc. independent RIATitan independent RIARIA to RIASep 9, 2026Sep 9, 2026
Eric M ThompsonSecfi Advisory Limited otherTitan independent RIAOtherJun 15, 2026Jun 29, 2026
Giovanni TisoRange Advisory, LLC independent RIATitan independent RIARIA to RIAJan 23, 2026Feb 3, 2026
Nicholas CokeMorgan Stanley wirehouseTitan independent RIAWirehouse to independent RIAFeb 7, 2025Feb 12, 2025
Allison Louise CopseyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTitan independent RIAWirehouse to independent RIAJan 13, 2025Jan 15, 2025
Beau Benson ReedPark Avenue Securities LLC BD affiliatedTitan independent RIAAffiliated broker-dealer or bank to independent RIASep 30, 2024Feb 24, 2025 (147 d)
Sofia Marie SilveiraJ.P. Morgan Securities LLC wirehouseTitan independent RIAWirehouse to independent RIAFeb 10, 2024Feb 27, 2024
John SullivanMML Investors Services, LLC BD affiliatedTitan independent RIAAffiliated broker-dealer or bank to independent RIAApr 5, 2022Oct 13, 2022 (191 d)
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8 moves match.