DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
626 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Seaport Global Advisors, LLC CRD 154287 | Boston, MA | asset manager | $46.3M | 0.0% | 1 | $46.3M | 0 | 0 |
| Savvi Financial LLC CRD 169196 | Waltham, MA | independent RIA | $44.7M | 100% | 6 | $7.5M | 0 | 0 |
| Disciplined Alpha LLC CRD 167254 | Boston, MA | asset manager | $36.9M | 0.0% | 0 | n/a | 1 | 1 |
| M•• F•••• M••••••••• L•• CRD 165979 | Marblehead, MA | asset manager | $25.8M | 0.0% | 0 | n/a | 0 | 1 |
| S•••••••• CRD 316298 | Boston, MA | independent RIA | $2.3M | 100% | 0 | n/a | 0 | 0 |
| A••••••• A•••••••• L•• CRD 318716 | Boston, MA | independent RIA | $450,000 | 100% | 0 | n/a | 0 | 0 |
| X••• F••• A•••••• CRD 328236 | East Longmeadow, MA | asset manager | $414,767 | 0.0% | 0 | n/a | 0 | 0 |
| B•••••••• L•• CRD 336456 | Framingham, MA | independent RIA | $83,085 | 100% | 1 | $83,085 | 0 | 0 |
| T• A••••••• L•• CRD 336139 | Quincy, MA | independent RIA | $10,715 | 100% | 0 | n/a | 1 | 0 |
| I••• M•••••••• M••••• D••• CRD 109120 | Boston, MA | no RAUM | $0 | n/a | 0 | n/a | 1 | 0 |
| H•••••• C•••••• P••••••• L•• CRD 133026 | Boston, MA | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| G••••••• C••••••••• G•••• L•• CRD 161019 | Braintree, MA | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| S••••• L••• E••••• M••••••••• L•• CRD 167251 | Burlington, MA | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| D•••••• M••••••••• L•• CRD 171322 | Westwood, MA | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| D••••••• CRD 317004 | Cambridge, MA | no RAUM | $0 | n/a | 2 | n/a | 1 | 0 |
| W••••• P•••••• A•••••••• L•• CRD 333917 | Prides Crossing, MA | no RAUM | $0 | n/a | 1 | n/a | 0 | 0 |
| E••• CRD 339061 | Charlemont, MA | no RAUM | $0 | n/a | 1 | n/a | 0 | 0 |
| C••••••••• C•••••• H•••••• A••••••• L• CRD 339512 | Andover, MA | no RAUM | $0 | n/a | 0 | n/a | 1 | 0 |
| E•••• B•• CRD 340187 | Burlington, MA | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| H••••••••• R••••••••• A••••••• I• CRD 341198 | Boston, MA | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| C•••••••• F••••• W•••••• L•• CRD 342171 | Peabody, MA | no RAUM | $0 | n/a | 1 | n/a | 0 | 0 |
| C•••••••• B•• A••••••• L•• CRD 342427 | Boston, MA | no RAUM | $0 | n/a | 0 | n/a | 1 | 2 |
| B••••••••• • C•••••• W••••• M••••••••• L•• CRD 342680 | Worcester, MA | no RAUM | $0 | n/a | 25 | n/a | 0 | 0 |
| H•••• F•••••••• I••••••••• P•••••••• I••• CRD 342919 | Fall River, MA | no RAUM | $0 | n/a | 1 | n/a | 2 | 0 |
| M•• A••••••• L•• CRD 343021 | Boston, MA | no RAUM | $0 | n/a | 0 | n/a | 1 | 0 |
| W••••• F•••••••• CRD 343380 | Rockland, MA | no RAUM | $0 | n/a | 1 | n/a | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
Page 13 of 13Previous