DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
2,583 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Pathway Partners Wealth Advisors, LLC CRD 323507 | Amherst, NY | independent RIA | $78.9M | 100% | 6 | $13.2M | 1 | 0 |
| Bruderman Private Wealth CRD 323195 | Locust Valley, NY | independent RIA | $78.5M | 97% | 3 | $26.2M | 2 | 0 |
| Revere Wealth Management LLC CRD 170560 | New York, NY | independent RIA | $78.3M | 100% | 6 | $13.0M | 2 | 0 |
| A•••• I••••••••• M••••••••• I••• CRD 126545 | Williamsville, NY | independent RIA | $78.3M | 84% | 1 | $78.3M | 0 | 0 |
| P•••• L••• A•••••••• L•• CRD 172681 | New York, NY | asset manager | $78.2M | 0.0% | 0 | Not computed | 1 | 7 |
| A•••••••• I••••••••• M••••••••• L•• CRD 285032 | White Plains, NY | asset manager | $77.6M | 0.0% | 0 | Not computed | 1 | 1 |
| G•• F••••••••• L•• CRD 290227 | Pittsford, NY | independent RIA | $77.3M | 100% | 1 | $77.3M | 0 | 0 |
| D••••• C••••••• L•• CRD 172648 | New York, NY | other | $76.6M | 0.0% | 0 | Not computed | 0 | 2 |
| C••••• C•••••• N•• L•• CRD 268816 | New York, NY | asset manager | $76.6M | 0.0% | 0 | Not computed | 1 | 3 |
| O• A•••• M••••••••• L•• CRD 336682 | Fairport, NY | independent RIA | $76.2M | 70% | 0 | Not computed | 0 | 2 |
| S•• C•••••• M••••••••• L•• CRD 158704 | New York, NY | asset manager | $75.4M | 0.0% | 0 | Not computed | 0 | 1 |
| K••• F•••••••• CRD 291231 | Waterville, NY | independent RIA | $75.2M | 98% | 2 | $37.6M | 0 | 0 |
| H••• I••••••••• S•••••••• L•• CRD 325613 | Manhasset, NY | other | $75.2M | 0.0% | 24 | $3.1M | 1 | 0 |
| C••••• L••• F•••••••• L•• CRD 335751 | Fairport, NY | independent RIA | $75.0M | 100% | 2 | $37.5M | 2 | 0 |
| M••••••• P••• P••••••• CRD 283389 | Hopewell Junction, NY | independent RIA | $74.9M | 98% | 1 | $74.9M | 0 | 0 |
| H•• V••••••• CRD 332979 | Hauppauge, NY | asset manager | $74.8M | 0.0% | 0 | Not computed | 0 | 10 |
| F•••••••• P••••••• A••••••••• L•• CRD 159404 | White Plains, NY | independent RIA | $74.7M | 99% | 1 | $74.7M | 0 | 0 |
| L•••• I••••••••• CRD 297591 | Grand Island, NY | independent RIA | $74.3M | 100% | 4 | $18.6M | 0 | 0 |
| S••• H••• A••••••• A•• M••••••••• L•• CRD 149365 | Saratoga Springs, NY | independent RIA | $73.3M | 100% | 0 | Not computed | 0 | 0 |
| C••••••••• F•••••••• L•• CRD 337489 | Williamsville, NY | independent RIA | $73.2M | 100% | 3 | $24.4M | 0 | 0 |
| T••••••• R••••••• M••••••••• L•• CRD 333968 | Forest Hills, NY | asset manager | $73.0M | 0.0% | 0 | Not computed | 0 | 0 |
| P••••••• C••••••• L• CRD 291980 | New York, NY | asset manager | $72.6M | 0.0% | 0 | Not computed | 0 | 3 |
| W•• W••••• A••••••• L•• CRD 316722 | Saratoga Springs, NY | independent RIA | $72.4M | 100% | 3 | $24.1M | 0 | 0 |
| R• S••••• W••••• M••••••••• L•• CRD 152258 | Lindenhurst, NY | independent RIA | $72.1M | 99% | 1 | $72.1M | 0 | 0 |
| F••••• F•••••••• A•••••••• I••• CRD 137587 | New York, NY | independent RIA | $72.0M | 100% | 2 | $36.0M | 0 | 0 |
| S••••• A•••••••• L•• CRD 291109 | New York, NY | independent RIA | $71.9M | 100% | 1 | $71.9M | 0 | 0 |
| N•• F••••••••• L•• CRD 139992 | Bayside, NY | independent RIA | $71.9M | 100% | 1 | $71.9M | 0 | 0 |
| O••• F••• M••••••••• L•• CRD 328207 | New York, NY | asset manager | $71.6M | 0.0% | 0 | Not computed | 0 | 0 |
| S••••••• A•••• M••••••••• L• CRD 110927 | Rye Brook, NY | other | $71.6M | 14% | 0 | Not computed | 0 | 1 |
| H• C•••••• M••••••••• CRD 339467 | Montgomery, NY | independent RIA | $71.5M | 75% | 3 | $23.8M | 0 | 0 |
| M•••••• G••••• A••••••• L•• CRD 288894 | Hauppauge, NY | independent RIA | $71.4M | 92% | 8 | $8.9M | 0 | 0 |
| A•••• P••••••• U• L•• CRD 327986 | New York, NY | mixed wealth | $71.3M | 35% | 2 | $35.6M | 1 | 1 |
| M••• S••••• F•••••••• CRD 118130 | Purchase, NY | independent RIA | $71.1M | 100% | 3 | $23.7M | 0 | 0 |
| M•••••• W••••• A••••••• CRD 321076 | Latham, NY | independent RIA | $71.1M | 100% | 2 | $35.6M | 0 | 0 |
| F•••••••• M••••••••• G••••• L•• CRD 136612 | New York, NY | independent RIA | $70.7M | 100% | 1 | $70.7M | 2 | 0 |
| P•••••• A••••••• L•• CRD 318890 | New York, NY | other | $70.0M | 20% | 2 | $35.0M | 0 | 1 |
| I•• A••••••• S•••••••• I••• CRD 293288 | Liverpool, NY | independent RIA | $69.8M | 90% | 8 | $8.7M | 0 | 0 |
| R•••••••• I••••••••• CRD 306782 | R••••••••, NY | independent RIA | $69.5M | 100% | 1 | $69.5M | 0 | 0 |
| C•••••• M••••••••• A••••••••• I•• CRD 104783 | New York, NY | asset manager | $68.7M | 0.0% | 1 | $68.7M | 0 | 0 |
| S••••• W••••• A••••••• CRD 309538 | Williamsville, NY | independent RIA | $68.4M | 100% | 3 | $22.8M | 0 | 0 |
| B••••••• S••••• C•••••• M••••••••• L•• CRD 332519 | Brooklyn, NY | asset manager | $68.3M | 0.0% | 0 | Not computed | 0 | 2 |
| P••••• A••••••• L•• CRD 300774 | Hague, NY | independent RIA | $68.2M | 77% | 1 | $68.2M | 0 | 0 |
| I••••••••• C•••••• M••••••••• L•• CRD 310132 | Rochester, NY | independent RIA | $68.2M | 100% | 3 | $22.7M | 0 | 0 |
| P••• A••••••• P•••••••• L• CRD 338110 | New York, NY | asset manager | $68.1M | 0.0% | 0 | Not computed | 5 | 0 |
| O•••• C•••••• M••••••••• L•• CRD 108201 | Pittsford, NY | independent RIA | $67.4M | 100% | 1 | $67.4M | 0 | 0 |
| V••••••• L•• CRD 317552 | New York, NY | independent RIA | $67.0M | 100% | 5 | $13.4M | 0 | 0 |
| H•••••• F•••• C•••••• L•• CRD 333306 | H•••••• F••••, NY | independent RIA | $67.0M | 99% | 0 | Not computed | 0 | 0 |
| A••••• A••••••• S••••••• L•• CRD 311782 | New York, NY | independent RIA | $66.6M | 100% | 0 | Not computed | 0 | 0 |
| C•••••• C••• C•••••• CRD 333446 | New York, NY | other | $66.5M | 11% | 0 | Not computed | 0 | 0 |
| C• • C• F•••••••• S•••••••• I••• CRD 106752 | Great Neck, NY | independent RIA | $66.2M | 62% | 0 | Not computed | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.