RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Cw Securities, LLC CRD 124496 | Knoxville, TN | independent RIA | $113M | 100% | 3 | $37.8M | 0 | 0 |
| Genesis Investments CRD 310878 | Ooltewah, TN | independent RIA | $113M | 95% | 4 | $28.1M | 0 | 0 |
| Fortitude Wealth Management CRD 159192 | Murfreesboro, TN | independent RIA | $113M | 100% | 1 | $113M | 0 | 0 |
| H•••• I••••••••• C••••••• L•• CRD 160186 | Cordova, TN | independent RIA | $107M | 100% | 1 | $107M | 0 | 0 |
| T••••• I••••••••• M••••••••• L•• CRD 285736 | Nashville, TN | independent RIA | $107M | 71% | 2 | $53.5M | 0 | 0 |
| L•••••••• F••••••••• M••••••••• L•• CRD 127618 | Nashville, TN | independent RIA | $107M | 98% | 2 | $53.4M | 0 | 2 |
| D••••• I••••••••• A••••••• L•• CRD 339280 | Memphis, TN | independent RIA | $103M | 95% | 1 | $103M | 0 | 0 |
| S•••••••• W••••• P••••••• L•• CRD 336564 | Franklin, TN | independent RIA | $102M | 100% | 2 | $50.9M | 1 | 0 |
| F••••• F•••••••• G••••• I••• CRD 149172 | Chattanooga, TN | independent RIA | $101M | 93% | 2 | $50.4M | 0 | 0 |
| C••••••••• L••• C••••••• L•• CRD 340063 | Nashville, TN | independent RIA | $100M | 100% | 1 | $100M | 0 | 0 |
| P••••••• W••••• S••••••••• L•• CRD 304803 | Brentwood, TN | independent RIA | $71.0M | 80% | 6 | $11.8M | 0 | 0 |
| T•••••••• C•••••• CRD 332005 | Franklin, TN | independent RIA | $62.3M | 85% | 2 | $31.2M | 1 | 3 |
| B• R•••• W••••• P•••••• S••••• CRD 315851 | Memphis, TN | asset manager | $47.6M | 0.0% | 3 | $15.9M | 3 | 8 |
| W••••••••• C•••••• M••••••••• L•• CRD 305391 | Memphis, TN | asset manager | $41.2M | 0.0% | 0 | n/a | 0 | 1 |
| M••• P••••••• M••••••••• L•• CRD 337855 | Nashville, TN | asset manager | $36.3M | 0.0% | 0 | n/a | 0 | 2 |
| D••••• E•••• A•••• M••••••••• L•• CRD 113724 | Memphis, TN | independent RIA | $27.1M | 76% | 1 | $27.1M | 0 | 0 |
| G•••••••• P••• P••••••• CRD 314679 | Memphis, TN | institutional | $22.9M | 0.0% | 0 | n/a | 0 | 0 |
| S•••••• CRD 304337 | Franklin, TN | independent RIA | $1.9M | 100% | 1 | $1.9M | 0 | 0 |
| A••••••••• H•••••• L••• CRD 106998 | Nashville, TN | no RAUM | $0 | n/a | 0 | n/a | 1 | 0 |
| S••••• C•••••• S•••••••• L•• CRD 281478 | Brentwood, TN | no RAUM | $0 | n/a | 3 | n/a | 0 | 0 |
| J• W••••• A••••••• L•• CRD 328441 | Nashville, TN | no RAUM | $0 | n/a | 1 | n/a | 0 | 0 |
| R•• F•••••••• P••••••• CRD 341025 | Clarksville, TN | no RAUM | $0 | n/a | 0 | n/a | 3 | 0 |
| S••••••••• L•• CRD 342950 | Franklin, TN | no RAUM | $0 | n/a | 8 | n/a | 2 | 0 |
| W••• E•••••• • C•• CRD 343080 | Knoxville, TN | no RAUM | $0 | n/a | 1 | n/a | 0 | 0 |
| I••••••••• W••••• P••••••• CRD 343113 | Brentwood, TN | no RAUM | $0 | n/a | 1 | n/a | 0 | 0 |
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