DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
2,583 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Schafer Cullen Capital Management Inc CRD 105799 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| Alliancebernstein Corporation CRD 107445 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 2 | 0 |
| Dahab Associates Inc CRD 108356 | Bay Shore, NY | no RAUM | $0 | n/a | 0 | Not computed | 2 | 0 |
| S••• A•••• M••••••••• I••• CRD 109691 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| I•• D••• P•••••• • R•••••••• D•••• L•• CRD 110037 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 27 | 0 |
| B••• S•••••• A•••• M••••••••• I••• CRD 113359 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 1 | 1 |
| I••• B•• U•• S••••••••• I••• CRD 118817 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| M••••• S•••••• R••• E••••• A••••••• I••• CRD 127488 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 16 | 0 |
| R••••••• C••••••••• S••••••• L•• CRD 135768 | Hicksville, NY | no RAUM | $0 | n/a | 2 | Not computed | 0 | 0 |
| B•••• S•••••••• L•• CRD 149326 | New York, NY | no RAUM | $0 | n/a | 3 | Not computed | 1 | 0 |
| H••••••• F•••••••• G•••• CRD 155845 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 2 | 0 |
| W•••••••• CRD 158941 | New York, NY | no RAUM | $0 | n/a | 2 | Not computed | 0 | 0 |
| L••••• C•••••• A•••• M••••••••• L•• CRD 160383 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 1 | 0 |
| N•••••• • C••••••• L•• CRD 16360 | New York, NY | no RAUM | $0 | n/a | 4 | Not computed | 4 | 0 |
| U••••• A••••••• I••••••••• M••••••••• L•• CRD 164908 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| L••••• W••••• M••••••••• L•• CRD 173446 | Babylon, NY | no RAUM | $0 | n/a | 1 | Not computed | 0 | 0 |
| A•••• C••••••• L•• CRD 226775 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| M•• F••••• L•• CRD 282270 | Kingston, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| B••• S••••••••• I••• CRD 283942 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 6 | 0 |
| N•••••••• B••••• B• L•• CRD 2908 | New York, NY | no RAUM | $0 | n/a | 858 | Not computed | 0 | 0 |
| J•••••••• R••••••• S••••••• L•• CRD 292142 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 7 | 0 |
| C••• I••••••••• M••••••••• I•• L•• CRD 298441 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| H•••••• W••••• CRD 299795 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| K••••••••• F••••• A••••••• CRD 304186 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 1 | 0 |
| S••••••••• CRD 307375 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| F•••••• CRD 312342 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| B•••••••• I••••••••• S••••••• L•• CRD 317807 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 8 | 0 |
| H••• CRD 322634 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| A•••••••• C••••••••• CRD 323504 | New York, NY | no RAUM | $0 | n/a | 2 | Not computed | 0 | 0 |
| W•••• R••••••• A•••••••• L•• CRD 326717 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 2 | 1 |
| E•••••••• C•••••• M••••••••• L• CRD 331127 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| B••••• P••• F•••••• C•• M••••••••• L•• CRD 331650 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| M••• M••••••••• L•• CRD 332534 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| T•••• P•••• P•••••• C•••••• L•• CRD 332857 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 1 | 0 |
| T••• W••••• I••••••••• M••••••••• L•• CRD 334925 | New York, NY | no RAUM | $0 | n/a | 7 | Not computed | 1 | 0 |
| T•••••• W••••• M••••••••• I••• CRD 335362 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| S•••• A•••• M••••••••• L•• CRD 336338 | Harrison, NY | no RAUM | $0 | n/a | 2 | Not computed | 0 | 0 |
| W••••• F•••••• A••••••• CRD 337462 | New York, NY | no RAUM | $0 | n/a | 1 | Not computed | 0 | 0 |
| S••• N• CRD 337639 | New York, NY | no RAUM | $0 | n/a | 2 | Not computed | 0 | 0 |
| A••••• M•• M••••••••• L•• CRD 338148 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 28 | 0 |
| C••••• F••••••••• E••••• A•••••••• L•• CRD 338226 | New York, NY | no RAUM | $0 | n/a | 1 | Not computed | 0 | 0 |
| J••• C•••• P••••••• L•• CRD 338362 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| F•••••••• D•••••• A••••••• CRD 338868 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| F••••••• T•••••••• P•••••• M•••••• A••••••• L•• CRD 339083 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 1 | 0 |
| P•• F••••• O•••••• L•• CRD 339235 | Garden City, NY | no RAUM | $0 | n/a | 1 | Not computed | 0 | 0 |
| A••••••••• S•• P•••••••• L•• CRD 339770 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 1 | 0 |
| S••••••• C•••••• M••••••••• L•• CRD 339800 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| A••• A•••• M••••••••• L•• CRD 339811 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| A•••••• A•••••••• CRD 340114 | New York, NY | no RAUM | $0 | n/a | 1 | Not computed | 1 | 0 |
| A•••• T••••••••• R•• L•• CRD 340245 | New York, NY | no RAUM | $0 | n/a | 0 | Not computed | 1 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.