RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| D.A. Davidson & Co. CRD 199 | Great Falls, MT | independent RIA | $42B | 90% | 699 | $59.9M | 100 | 0 |
| Investment Management Group CRD 122166 | Billings, MT | mixed wealth | $5.2B | 26% | 25 | $209M | 8 | 0 |
| Davidson Investment Advisors, Inc. CRD 110552 | Great Falls, MT | independent RIA | $5.2B | 69% | 17 | $306M | 6 | 0 |
| S•••• F•••••••• M••••••••• I•• CRD 106785 | Whitefish, MT | independent RIA | $2.0B | 92% | 10 | $199M | 0 | 0 |
| B••••••••• C•••••• A••••••• L•• CRD 109088 | Bozeman, MT | independent RIA | $1.8B | 100% | 2 | $890M | 0 | 0 |
| A••••• I••••••••• A••••••• L•• CRD 159103 | Billings, MT | independent RIA | $1.5B | 65% | 12 | $124M | 2 | 0 |
| X••• S••••••• CRD 285967 | Bozeman, MT | independent RIA | $1.3B | 75% | 64 | $19.6M | 39 | 0 |
| F•••• S••••• C•••••• M••••••••• I••• CRD 141974 | Missoula, MT | independent RIA | $862M | 71% | 5 | $172M | 0 | 0 |
| D••••• C•••••• A••••••• L•• CRD 148574 | Bozeman, MT | asset manager | $464M | 0.0% | 12 | $38.7M | 0 | 0 |
| M••• L••• R••••••••• A•••••••• L•• CRD 284780 | Whitefish, MT | independent RIA | $449M | 57% | 2 | $224M | 2 | 0 |
| E•••••••• W••••• P••••••• L•• CRD 335451 | Kalispell, MT | independent RIA | $405M | 98% | 4 | $101M | 1 | 0 |
| S•• I••••••••• A•••••••• I••• CRD 145167 | Missoula, MT | independent RIA | $392M | 87% | 15 | $26.1M | 0 | 0 |
| C••••••• W••••• CRD 130128 | Billings, MT | independent RIA | $354M | 89% | 6 | $59.0M | 0 | 0 |
| P••••••••• F•••••••• M••••••••• I••• CRD 118117 | Bozeman, MT | independent RIA | $304M | 98% | 2 | $152M | 0 | 0 |
| W••••• C•••• C•••••• M••••••••• I••• CRD 333911 | Missoula, MT | independent RIA | $280M | 92% | 3 | $93.3M | 0 | 0 |
| C••••• I••••••••• A••••••• L•• CRD 153873 | Billings, MT | independent RIA | $243M | 62% | 3 | $80.9M | 0 | 0 |
| P••••••• C•••••• M••••••••• L•• CRD 165775 | Whitefish, MT | independent RIA | $232M | 99% | 3 | $77.3M | 0 | 0 |
| D•• P•••••••• A••••••• L•• CRD 309927 | Bozeman, MT | asset manager | $229M | 0.0% | 0 | n/a | 0 | 0 |
| L••• P••••••• A••••••• L•• CRD 151292 | Bigfork, MT | independent RIA | $169M | 99% | 5 | $33.8M | 3 | 0 |
| B•• S•• W••••• A•••••••• L•• CRD 321272 | Great Falls, MT | independent RIA | $135M | 97% | 2 | $67.3M | 0 | 0 |
| P••••••••• P••••••• A•• I••••••••• CRD 159486 | Missoula, MT | independent RIA | $122M | 100% | 2 | $61.2M | 0 | 0 |
| B••••• P••• C•••••• M••••••••• L•• CRD 315162 | Bigfork, MT | mixed wealth | $99.3M | 44% | 1 | $99.3M | 0 | 1 |
| S••••••••• W••••• M••••••••• L•• CRD 342137 | Bozeman, MT | independent RIA | $82.0M | 98% | 1 | $82.0M | 0 | 0 |
| N•••••• C•••••• CRD 342019 | Kalispell, MT | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
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