RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Mckinley Carter Wealth Services, Inc. CRD 135184 | Wheeling, WV | independent RIA | $2.3B | 95% | 25 | $92.3M | 4 | 0 |
| Security Capital Management CRD 396 | Wheeling, WV | independent RIA | $1.4B | 96% | 20 | $69.4M | 3 | 0 |
| Ntv Asset Management, LLC CRD 111062 | Charleston, WV | independent RIA | $1.2B | 86% | 5 | $232M | 0 | 0 |
| C••••••••• F•••••••• S••••••• CRD 324930 | Vienna, WV | independent RIA | $995M | 98% | 17 | $58.5M | 4 | 0 |
| W••••••• I••••••••• D••••••••• CRD 111907 | Wheeling, WV | asset manager | $893M | 0.0% | 1 | $893M | 0 | 0 |
| H••••• P••••••• • M••••••••• L•• CRD 319087 | Shepherdstown, WV | independent RIA | $592M | 99% | 5 | $118M | 0 | 0 |
| U••••• B•••••••• S••••••• I•• CRD 39062 | Parkersburg, WV | BD affiliated | $372M | 93% | 56 | $6.6M | 80 | 0 |
| F••• H•••• C••••••• L•• CRD 168695 | Wheeling, WV | independent RIA | $278M | 93% | 2 | $139M | 0 | 0 |
| V••••••• W••••• CRD 340089 | Charleston, WV | independent RIA | $250M | 100% | 14 | $17.8M | 5 | 0 |
| I••••••• W••••• M••••••••• I••• CRD 128699 | Hurricane, WV | independent RIA | $233M | 99% | 3 | $77.7M | 0 | 0 |
| H•••••• • R••• W••••• M••••••••• L•• CRD 334674 | Morgantown, WV | independent RIA | $210M | 98% | 2 | $105M | 0 | 0 |
| S•••••••• I••••••••• A•••••••• I••• CRD 108197 | Weirton, WV | mixed wealth | $131M | 45% | 4 | $32.8M | 0 | 0 |
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