RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Hrtg Gpe, LLC CRD 157389 | Wilson, WY | asset manager | $27B | 0.0% | 0 | n/a | 1 | 22 |
| Frontier Asset Management, LLC CRD 109910 | Sheridan, WY | mixed wealth | $5.5B | 21% | 9 | $610M | 1 | 0 |
| Golden State Wealth Management, LLC CRD 167995 | Powell, WY | independent RIA | $2.2B | 97% | 47 | $47.1M | 26 | 0 |
| F••• F••••• L•• CRD 291593 | Wilson, WY | asset manager | $2.1B | 0.0% | 0 | n/a | 0 | 10 |
| F••• R••• G••••• CRD 288551 | Jackson, WY | asset manager | $1.6B | 0.0% | 0 | n/a | 0 | 0 |
| I•••••••• F•••••••• C••••••••• CRD 137125 | Jackson, WY | independent RIA | $868M | 69% | 15 | $57.9M | 5 | 0 |
| H••••• A•• A••••••••• I••• CRD 145090 | Sheridan, WY | independent RIA | $783M | 90% | 3 | $261M | 1 | 0 |
| G••••••• A•••••••• L•• CRD 317767 | Jackson, WY | asset manager | $514M | 0.0% | 1 | $514M | 0 | 4 |
| C•••••• C•••••• L•• CRD 158371 | Alta, WY | other | $373M | 3.2% | 0 | n/a | 1 | 3 |
| I••••• F•••• P•••••••• M••••••••• CRD 165477 | Jackson, WY | independent RIA | $362M | 98% | 3 | $121M | 0 | 0 |
| E•••••• W••••• M••••••••• CRD 336710 | Sheridan, WY | independent RIA | $320M | 51% | 3 | $107M | 0 | 0 |
| F••••••• E••••• P••••••• CRD 282022 | Jackson, WY | asset manager | $309M | 0.0% | 0 | n/a | 0 | 6 |
| T••••••• F•••••••• P••••••• CRD 315215 | Encampment, WY | independent RIA | $288M | 94% | 7 | $41.2M | 1 | 0 |
| P••••••• W••• A•••• M••••••••• I•• CRD 106527 | Casper, WY | independent RIA | $246M | 88% | 3 | $82.0M | 0 | 0 |
| G•••••• C•••••• M••••••••• L•• CRD 299347 | Wilson, WY | independent RIA | $156M | 93% | 1 | $156M | 0 | 1 |
| F•••••••• C•••••• M••••••••• L•• CRD 340618 | Cheyenne, WY | independent RIA | $150M | 100% | 13 | $11.5M | 0 | 0 |
| M••••• F•••••••• L•• CRD 302088 | Laramie, WY | independent RIA | $141M | 95% | 3 | $47.1M | 2 | 1 |
| R• B•••• W••••• M••••••••• G•••• L•• CRD 297087 | Cheyenne, WY | independent RIA | $135M | 99% | 2 | $67.4M | 0 | 0 |
| C••••••••• W••••• M••••••••• • P••••••• CRD 335796 | Cody, WY | independent RIA | $127M | 98% | 2 | $63.3M | 0 | 0 |
| O•••••••• W••••• M••••••••• CRD 323384 | Cody, WY | independent RIA | $123M | 96% | 4 | $30.8M | 0 | 0 |
| C•••••• C•••••• M••••••••• L•• CRD 130401 | Sheridan, WY | independent RIA | $122M | 90% | 2 | $60.8M | 0 | 0 |
| G•••• F•••••••• L•• CRD 168436 | Jackson, WY | other | $100M | 2.1% | 3 | $33.4M | 4 | 0 |
| U•••• A•••••••• L•• CRD 308125 | Laramie, WY | independent RIA | $45.6M | 100% | 1 | $45.6M | 0 | 0 |
| A••••••• L•• CRD 305672 | Sheridan, WY | mixed wealth | $270,831 | 27% | 0 | n/a | 0 | 0 |
| J•••••• S••••••••• C••••••••• I••• CRD 340024 | Casper, WY | no RAUM | n/a | n/a | 1 | n/a | 0 | 0 |
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