DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sanford C. Bernstein & Co., LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicole Keirnes ScanlonSanford C. Bernstein & Co., LLC otherAlliancebernstein L.P. otherOtherFeb 20, 2018Feb 20, 2018
Franklin Jerome LadenSanford C. Bernstein & Co., LLC otherUBS Financial Services Inc. wirehouseOtherSep 28, 2017Sep 5, 2018 (342 d)
Jonathan Jay BeruschSanford C. Bernstein & Co., LLC no RAUMAllianz Global Investors U.S. LLC otherOtherNov 6, 2014Jun 26, 2015 (232 d)
Jeffrey William ThompsonSanford C. Bernstein & Co., LLC no RAUMNew Edge Wealth BD affiliatedOtherNov 13, 2013Aug 17, 2026 (4660 d)
Brian Farzin HaloossimSanford C. Bernstein & Co., LLC no RAUMLido independent RIAOtherSep 6, 2013May 7, 2026 (4626 d)
Lars Gunnar OkesonSanford C. Bernstein & Co., LLC no RAUMHightower Advisors, LLC otherOtherApr 8, 2013Feb 17, 2016 (1045 d)
Lauren Ann RiccaSanford C. Bernstein & Co., LLC no RAUMCetera Investment Advisers LLC otherOtherMar 15, 2013Apr 19, 2017 (1496 d)
Lisa Johnson KellySanford C. Bernstein & Co., LLC no RAUMMairs & Power mixed wealthOtherMar 15, 2013Mar 30, 2023 (3667 d)
Matthew S ShapiroSanford C. Bernstein & Co., LLC no RAUMPlatform Technology Partners independent RIAOtherMar 13, 2013Apr 24, 2020 (2599 d)
William Ellison GraysonSanford C. Bernstein & Co., LLC no RAUMRBC Capital Markets, LLC national BDOtherMar 5, 2013Jul 20, 2020 (2694 d)
Ward Van Siclen CernySanford C. Bernstein & Co., LLC no RAUMMorgan Stanley wirehouseOtherNov 16, 2012Nov 16, 2020 (2922 d)
Stuart Henry KatzSanford C. Bernstein & Co., LLC no RAUMAlliancebernstein L.P. otherOtherNov 16, 2012Sep 12, 2011
Katie Oneill NestlerodeSanford C. Bernstein & Co., LLC no RAUMAlliancebernstein L.P. otherOtherOct 25, 2012Nov 19, 2012
Jens Christian FonnesbeckSanford C. Bernstein & Co., LLC no RAUMAlliancebernstein L.P. otherOtherMay 9, 2012Apr 3, 2012
Christiaan Jonas GrafSanford C. Bernstein & Co., LLC no RAUMAlliancebernstein L.P. otherOtherSep 16, 2011Aug 23, 2011
Dennis Peter NotchickSanford C. Bernstein & Co., LLC no RAUMGlobal Financial Private Capital, Inc. otherOtherSep 6, 2011Feb 18, 2015 (1261 d)
William BrucknerSanford C. Bernstein & Co., LLC no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 27, 2010Jul 3, 2012 (615 d)
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17 moves match.