DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cps Investment Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gary Bryon Gragg | Cps Investment Advisors independent RIA | Gragg Financial independent RIA | RIA to RIA | Dec 16, 2025 | Oct 23, 2025 |
| Jason Daniel Gragg | Cps Investment Advisors independent RIA | Gragg Financial independent RIA | RIA to RIA | Dec 16, 2025 | Nov 4, 2025 |
| Richard Andrew Widick | Cps Investment Advisors independent RIA | Modera Wealth Management, LLC independent RIA | RIA to RIA | Apr 11, 2025 | May 14, 2025 (33 d) |
| Shawn Joseph Mccabe | Cps Investment Advisors independent RIA | Gunn & Company Investment Management, Inc. independent RIA | RIA to RIA | Jul 3, 2024 | Jul 10, 2024 |
| Thomas Albert Gruber | Cps Investment Advisors independent RIA | Amg Wealth Management LLC state registered | RIA to a state-registered adviser | May 31, 2022 | Jan 7, 2022 |
| Matthew Aaron Treskovich | Cps Investment Advisors independent RIA | Flavin Financial Services, Inc. independent RIA | RIA to RIA | May 31, 2022 | Aug 1, 2022 (62 d) |
| Michael Edward Scott | Cps Investment Advisors independent RIA | J. W. Cole Advisors, Inc. independent RIA | RIA to RIA | Feb 16, 2022 | Jan 27, 2022 |
| Adam Michael Gruber | Cps Investment Advisors independent RIA | Amg Wealth Management LLC state registered | RIA to a state-registered adviser | May 12, 2021 | Jul 17, 2020 |
| Alex Spencer Bethune | Cps Investment Advisors independent RIA | Ernst & Young Investment Advisers Llp no RAUM | Other | Aug 26, 2020 | Jan 15, 2021 (142 d) |
| Holly Day Kelley | Cps Investment Advisors independent RIA | Core Wealth Advisors, Inc. independent RIA | RIA to RIA | Jan 17, 2019 | Jan 4, 2021 (718 d) |
| Michael John Ehlenbeck | Cps Investment Advisors independent RIA | Core Wealth Advisors, Inc. other | Other | Nov 15, 2018 | Jun 5, 2017 |
| Frank Marsh Ashley,III | Cps Investment Advisors other | Ashley Financial Services, Pa unclassified | Other | Aug 28, 2014 | Oct 29, 2010 |
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12 moves match.