DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lefavi Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Zachary Paul ErtelLefavi Wealth Management independent RIAFisher Investments independent RIARIA to RIAJan 19, 2021Feb 10, 2021
Trevor Neal KnudtsonLefavi Wealth Management independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 30, 2019Jun 30, 2020 (305 d)
John David JaicksLefavi Wealth Management independent RIAOneseven independent RIARIA to RIAJun 4, 2018Jun 6, 2018
Joel David SlatterLefavi Wealth Management independent RIAForesight Wealth Management, LLC independent RIARIA to RIAJun 4, 2018Jun 5, 2018
Benjamin James MarshallLefavi Wealth Management otherDrive Wealth Advisers independent RIAOtherJun 5, 2017Jun 6, 2017
Thomas James WalkLefavi Wealth Management otherLPL Financial LLC otherOtherApr 7, 2017Jul 5, 2017 (89 d)
Michelle Dawn FranceLefavi Wealth Management otherEquitable Advisors, LLC national BDOtherMar 25, 2013Apr 16, 2013
Joseph Kent NeyLefavi Wealth Management otherVsr Advisory Services otherOtherApr 1, 2003Apr 3, 2003
Page 1 of 1
8 moves match.