DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Allspring Global Investments, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher George BradleyAllspring Global Investments, LLC otherGuggenheim Investments otherOtherOct 12, 2009Mar 4, 2014 (1604 d)
Christopher Hal NeddoAllspring Global Investments, LLC otherCynosure Advisors no RAUMOtherOct 12, 2009Mar 15, 2016 (2346 d)
William Frank KosterAllspring Global Investments, LLC otherOne Day In July LLC independent RIAOtherOct 27, 2005Sep 4, 2019 (5060 d)
Lyle J FittererAllspring Global Investments, LLC otherRobert W. Baird & Co. Incorporated mixed wealthOtherOct 27, 2005Apr 22, 2020 (5291 d)
Frank Joseph EspositoAllspring Global Investments, LLC otherAllspring Funds Management, LLC otherOtherOct 27, 2005Dec 12, 2006 (411 d)
Paul Gary EngleAllspring Global Investments, LLC otherAllspring Funds Management, LLC otherOtherOct 27, 2005Dec 4, 2006 (403 d)
Thomas James PenceAllspring Global Investments, LLC otherStifel, Nicolaus & Company, Incorporated national BDOtherOct 20, 2005Oct 17, 2016 (4015 d)
Thomas Morrison PriceAllspring Global Investments, LLC otherNational Investment Services Of America, LLC institutionalOtherOct 20, 2005Sep 24, 2020 (5453 d)
James Michael LeachAllspring Global Investments, LLC otherWindsor Wealth Management, Inc. independent RIAOtherOct 20, 2005Oct 1, 2019 (5094 d)
Troy Allan BrockmeierAllspring Global Investments, LLC otherWells Fargo Investments, LLC unclassifiedOtherFeb 9, 2005Aug 1, 2005 (173 d)
Michael Scott BolarAllspring Global Investments, LLC otherStoker Ostler, A Part Of Bmo Financial Group otherOtherJun 30, 2003Jul 16, 2003
Clarence Michael HughesAllspring Global Investments, LLC otherBok Financial Advisors otherOtherDec 20, 2002Jan 6, 2014 (4035 d)
Timothy Shawn HartzellAllspring Global Investments, LLC otherLegacy Asset Management, Inc. otherOtherOct 28, 2002Dec 14, 2007 (1873 d)
James Russell FerrinAllspring Global Investments, LLC otherWells Fargo Investments, LLC unclassifiedOtherAug 22, 2002Aug 28, 2002
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14 moves match.