DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from First Foundation Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Yuhsin WangFirst Foundation Advisors independent RIAEp Wealth Advisors independent RIARIA to RIAJun 8, 2026May 27, 2026
Michael Min-Kai ChenFirst Foundation Advisors independent RIACapital Group Private Client Services, Inc. independent RIARIA to RIAJan 9, 2026Jan 15, 2026
Sogol Javan OskoueiFirst Foundation Advisors independent RIAEmpirical Wealth Management independent RIARIA to RIADec 2, 2025Feb 6, 2026 (66 d)
Jack Stewart StemperFirst Foundation Advisors independent RIADucere Wealth Management independent RIARIA to RIASep 29, 2025Sep 19, 2025
Cody James ColumnaFirst Foundation Advisors independent RIADucere Wealth Management no RAUMRIA to a newly registered adviserJun 18, 2025Jul 28, 2025 (40 d)
Brett Howard DulyeaFirst Foundation Advisors independent RIARockefeller Capital Management BD affiliatedRIA to affiliated broker-dealer or bankJun 2, 2025May 30, 2025
Ulrich Emanuel KellerFirst Foundation Advisors independent RIAFirst Foundation Advisors, LLC unclassifiedOtherMay 30, 2025Apr 28, 2006
Zane Confair KellerFirst Foundation Advisors independent RIADucere Wealth Management no RAUMRIA to a newly registered adviserMay 30, 2025Jul 22, 2025 (53 d)
Jeffrey N. EisfelderFirst Foundation Advisors independent RIASfe Investment Counsel Inc. independent RIARIA to RIAMar 19, 2025Dec 8, 2025 (264 d)
James Robert GarrisonFirst Foundation Advisors independent RIAKnightsbridge Wealth Management independent RIARIA to RIAJan 27, 2025Nov 3, 2025 (280 d)
Joyce LeeFirst Foundation Advisors independent RIACapital Group Private Client Services, Inc. independent RIARIA to RIASep 11, 2024Mar 6, 2025 (176 d)
Daniel C FanFirst Foundation Advisors independent RIACerity Partners LLC independent RIARIA to RIASep 4, 2024Sep 5, 2024
Jonathan Toyoaki EndoFirst Foundation Advisors independent RIACerity Partners LLC independent RIARIA to RIASep 4, 2024Sep 11, 2024
Roger Sanford StinnettFirst Foundation Advisors independent RIAStinnett Wealth Planning, LLC unclassifiedOtherMar 28, 2024Apr 3, 2024
Christopher Scott SeebeckFirst Foundation Advisors independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankJun 26, 2023Mar 22, 2024 (270 d)
Stasia Elaine Cato-WashingtonFirst Foundation Advisors independent RIALido independent RIARIA to RIAJun 26, 2023Jun 13, 2023
Ramsey Michael AndrijevichFirst Foundation Advisors independent RIALido independent RIARIA to RIAJun 26, 2023Jun 13, 2023
Ofer Ben-MenahemFirst Foundation Advisors independent RIARvw Wealth LLC independent RIARIA to RIAJun 3, 2020Dec 9, 2020 (189 d)
Louis Pancoast AbelFirst Foundation Advisors independent RIACerity Partners LLC independent RIARIA to RIAMar 19, 2020Jan 1, 2026 (2114 d)
Keaton H HamiltonFirst Foundation Advisors independent RIABonfire Financial, LLC independent RIARIA to RIAMay 15, 2018Oct 4, 2023 (1968 d)
Philippe Robert OertleFirst Foundation Advisors otherCatalina Capital Group, LLC otherOtherJul 11, 2016Jul 11, 2016
Grant Robert WithersFirst Foundation Advisors otherCapital Bank And Trust Company otherOtherSep 14, 2015Jan 26, 2016 (134 d)
Charles Spencer GouldFirst Foundation Advisors otherBancwest Investment Services, Inc. (Bwis) otherOtherMar 31, 2015Mar 24, 2015
Thomas Woodward HulickFirst Foundation Advisors otherWorthpointe otherOtherOct 25, 2012Nov 1, 2012
Timothy John TruebenbachFirst Foundation Advisors otherCitigroup Global Markets Inc. otherOtherAug 5, 2008May 23, 2008
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25 moves match.