DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bok Financial Asset Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christy Lynne FinkenBok Financial Asset Management, Inc. institutionalBok Financial Advisors BD affiliatedOtherDec 14, 2021Sep 16, 2019
Brian Philip QuillBok Financial Asset Management, Inc. institutionalBok Financial Private Wealth, Inc. independent RIAOtherDec 6, 2021May 1, 2019
Amy Susan HanophyBok Financial Asset Management, Inc. institutionalWealthspire Retirement Advisory institutionalOtherJan 4, 2021Jan 6, 2021
Charles Tyler BrocatoBok Financial Asset Management, Inc. institutionalWealthspire Retirement Advisory institutionalOtherJan 4, 2021Jan 6, 2021
Lindsey Amanda BlackBok Financial Asset Management, Inc. otherOakstreet Wealth Management, Inc. no RAUMOtherMay 26, 2017Dec 14, 2017 (202 d)
Kevin Gregory BruceBok Financial Asset Management, Inc. otherBok Financial Advisors otherOtherJun 9, 2015Sep 17, 2014
Samir SinhaBok Financial Asset Management, Inc. otherPost Oak Private Wealth Advisors independent RIAOtherFeb 24, 2015Jul 22, 2017 (879 d)
Alfredo Augusto MonteiroBok Financial Asset Management, Inc. otherPrincipal Securities, Inc. otherOtherNov 6, 2013Nov 19, 2013
Donna Jean MedcalfBok Financial Asset Management, Inc. otherAsset Management Advisors Inc otherOtherJan 3, 2013Mar 12, 2015 (798 d)
Kelli Robinson VibertBok Financial Asset Management, Inc. otherStrategic Advisers LLC national BDOtherOct 10, 2011Apr 26, 2013 (564 d)
Edwin William LangleyBok Financial Asset Management, Inc. otherHalbert Hargrove otherOtherJul 20, 2011Jul 21, 2011
Ross Adam LangleyBok Financial Asset Management, Inc. otherHalbert Hargrove otherOtherJul 20, 2011Jul 21, 2011
Robert Arthur MassaBok Financial Asset Management, Inc. otherAscende Wealth Advisers, Inc. otherOtherDec 9, 2010Jan 31, 2011 (53 d)
Richard Vernon WelchBok Financial Asset Management, Inc. otherTd Ameritrade Investment Management, LLC otherOtherAug 28, 2008Mar 7, 2011 (921 d)
Michael Charles PerryBok Financial Asset Management, Inc. otherRetirement Advisors, LLC otherOtherMar 11, 2008Jul 31, 2008 (142 d)
Steven Lynn NelsonBok Financial Asset Management, Inc. otherNext Financial Group, Inc. otherOtherMay 6, 2004Mar 22, 2016 (4338 d)
Page 1 of 1
16 moves match.