DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Keystone Capital Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Bernard LublinKeystone Capital Corporation otherIntegrated Advisors Network LLC otherOtherOct 31, 2016Nov 17, 2016
Gerald Paul DietzKeystone Capital Corporation otherCape Investment Advisory, Inc. otherOtherOct 31, 2016Feb 11, 2018 (468 d)
Lacey Lynn RobertsKeystone Capital Corporation otherWbb Securities, LLC state registeredOtherOct 31, 2016Mar 30, 2017 (150 d)
David Jaindl MartinKeystone Capital Corporation otherWbb Securities, LLC state registeredOtherOct 31, 2016Nov 4, 2016
Hugh Gibson StoutKeystone Capital Corporation otherIntegrated Advisors Network LLC otherOtherOct 31, 2016Oct 28, 2016
Eric Allen SamsKeystone Capital Corporation otherWbb Securities, LLC state registeredOtherOct 31, 2016Jan 3, 2017 (64 d)
Lisa Moyer RothKeystone Capital Corporation otherXton Financial LLC unclassifiedOtherMay 11, 2016May 12, 2016
Andre Normand CoulombeKeystone Capital Corporation otherForesters Equity Services, Inc. otherOtherFeb 16, 2016Jun 14, 2016 (119 d)
Joseph Byron HoslerKeystone Capital Corporation otherAuour Investments LLC no RAUMOtherDec 31, 2015Jan 22, 2015
Ralph Donald DexterKeystone Capital Corporation otherCentaurus Financial, Inc. otherOtherDec 31, 2015Jan 12, 2016
Robert Zlatko KuftinecKeystone Capital Corporation otherAuour Investments LLC otherOtherDec 31, 2015Jan 14, 2015
Kenneth James DoerrKeystone Capital Corporation otherAuour Investments LLC no RAUMOtherDec 31, 2015Jan 22, 2015
Robert Forest HeldKeystone Capital Corporation otherExodus Wealth, LLC otherOtherFeb 20, 2015Feb 23, 2015
Dawn Marie SantorielloKeystone Capital Corporation otherExodus Wealth, LLC otherOtherFeb 20, 2015Feb 23, 2015
Michael Dale KoontzKeystone Capital Corporation otherExodus Wealth, LLC otherOtherFeb 20, 2015Feb 19, 2015
Richard Louis TrottaKeystone Capital Corporation otherSterne Agee Investment Advisor Services, Inc. otherOtherJan 9, 2015Jan 6, 2015
Michael John SloanKeystone Capital Corporation otherPatriot Investment Advisors, LLC unclassifiedOtherNov 3, 2014Jun 2, 2015 (211 d)
Adam Michael GoyerKeystone Capital Corporation otherHolly Street Wealth Advisors otherOtherJul 10, 2014Jun 3, 2016 (694 d)
Heidi HutchisonKeystone Capital Corporation no RAUMWells Fargo Advisors wirehouseOtherOct 13, 2010Oct 26, 2010
John Andrew DigiacomoKeystone Capital Corporation no RAUMLPL Financial LLC otherOtherOct 1, 2010Oct 7, 2010
Dane Leigh GrouellKeystone Capital Corporation no RAUMArnerich Massena, Inc. otherOtherDec 31, 2006Oct 6, 2008 (645 d)
Mark Alan LambKeystone Capital Corporation no RAUMNext Financial Group, Inc. otherOtherJan 22, 2004Feb 5, 2004
William John FinneganKeystone Capital Corporation no RAUMNext Financial Group, Inc. otherOtherJan 22, 2004Feb 5, 2004
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23 moves match.