DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Financial Engines Advisor Center, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James Robert HornFinancial Engines Advisor Center, LLC otherThe Mutual Fund Store unclassifiedOtherDec 1, 2016May 23, 2016
Gerald CiciarelliFinancial Engines Advisor Center, LLC otherThe Mutual Fund Store otherOtherNov 30, 2016Apr 21, 2014
Troy Ray HedmanFinancial Engines Advisor Center, LLC otherVisionary Wealth Advisors, LLC otherOtherOct 28, 2016Jul 29, 2016
Michael Dewayne ClarkFinancial Engines Advisor Center, LLC otherVisionary Wealth Advisors, LLC otherOtherOct 20, 2016Jul 29, 2016
Lisa Marie VorceFinancial Engines Advisor Center, LLC otherVisionary Wealth Advisors, LLC otherOtherOct 20, 2016Jul 29, 2016
Lindsey Ann WeberFinancial Engines Advisor Center, LLC otherBuckingham Strategic Wealth, LLC otherOtherJun 13, 2016Jul 5, 2016
Everett Blake MasseyFinancial Engines Advisor Center, LLC otherSecurian Financial Services, Inc. otherOtherApr 14, 2016Sep 28, 2016 (167 d)
James ToyeFinancial Engines Advisor Center, LLC otherLPL Financial LLC otherOtherJan 14, 2016Dec 16, 2015
Patrick John VolkFinancial Engines Advisor Center, LLC otherFisher Investments otherOtherJan 4, 2016Dec 7, 2015
Alexis BarlingFinancial Engines Advisor Center, LLC otherUmb Financial Services, Inc. no RAUMOtherNov 11, 2015Nov 23, 2015
Laurence Edward MartinFinancial Engines Advisor Center, LLC otherRoswell Asset Advisors LLC unclassifiedOtherSep 8, 2015Feb 9, 2017 (520 d)
Kerry Vaun PoulsonFinancial Engines Advisor Center, LLC otherFisher Investments otherOtherSep 10, 2014Aug 21, 2014
Joelle Rhea MorrisFinancial Engines Advisor Center, LLC otherSmart401k, LLC otherOtherSep 9, 2014Aug 20, 2014
Matthew Thomas HickesFinancial Engines Advisor Center, LLC otherEdelman Financial Services, LLC otherOtherJul 24, 2013Jul 9, 2013
Clint Matthew HaynesFinancial Engines Advisor Center, LLC otherThe Mutual Fund Store otherOtherDec 31, 2012Dec 3, 2007
Jason Matthew LankFinancial Engines Advisor Center, LLC otherNovadius Wealth Management independent RIAOtherDec 19, 2012Jan 14, 2013
Matthew Joseph LuxFinancial Engines Advisor Center, LLC otherAsset Management Strategies, Inc. otherOtherDec 3, 2012Nov 21, 2014 (718 d)
Brian Philip QuillFinancial Engines Advisor Center, LLC otherThe Mutual Fund Store otherOtherOct 23, 2012Jan 7, 2008
Joshua John BrittonFinancial Engines Advisor Center, LLC otherFisher Investments otherOtherJan 5, 2011Nov 2, 2011 (301 d)
Chad Nathaniel ErnzenFinancial Engines Advisor Center, LLC otherThe Mutual Fund Store otherOtherMay 1, 2007May 11, 2007
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20 moves match.