DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Grimes & Company
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Melissa Lynne Henderson Mcstravick | Grimes & Company independent RIA | Kintra Wealth, LLC independent RIA | RIA to RIA | Jun 29, 2026 | Sep 6, 2026 (69 d) |
| William Bradford | Grimes & Company independent RIA | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 24, 2025 | Jun 24, 2026 (212 d) |
| Brian Glenn Carlson | Grimes & Company independent RIA | Advisors Capital Management, LLC independent RIA | RIA to RIA | Mar 13, 2024 | Apr 8, 2024 |
| Emily Mao Sricharoenchaikit | Grimes & Company independent RIA | Zen Wealth Advisors, LLC state registered | RIA to a state-registered adviser | Mar 20, 2023 | May 8, 2023 (49 d) |
| Kevin B Morrissey | Grimes & Company independent RIA | Lido independent RIA | RIA to RIA | Jun 23, 2021 | Mar 3, 2022 (253 d) |
| Michael Joseph Horne | Grimes & Company other | Edelman Financial Services, LLC other | Other | Jan 27, 2016 | Feb 3, 2016 |
| Paul Andrew Leblanc | Grimes & Company other | Dimensional Fund Advisors LP other | Other | Jun 11, 2015 | Jul 21, 2015 (40 d) |
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7 moves match.