DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fas Wealth Partners, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Carlie KentFas Wealth Partners, Inc. independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankAug 29, 2022Sep 6, 2022
Isaac Alexander BollFas Wealth Partners, Inc. independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 5, 2022Jun 10, 2022 (36 d)
Benjamin Garrett PriceFas Wealth Partners, Inc. otherMontage Investments, LLC otherOtherJun 3, 2016Jun 21, 2016
Harriet Pratt HigginsFas Wealth Partners, Inc. otherMayflower Capital state registeredOtherAug 21, 2014Apr 19, 2022 (2798 d)
Michael Anthony PorterFas Wealth Partners, Inc. otherWestport Strategies Advisors, LLC otherOtherNov 1, 2012Dec 13, 2012 (42 d)
Jason Brett ColeFas Wealth Partners, Inc. otherValic Financial Advisors, Inc. otherOtherApr 20, 2012Apr 24, 2012
Richard Rex LiessFas Wealth Partners, Inc. otherSpc otherOtherSep 2, 2010Jan 12, 2011 (132 d)
Deanna Louise MooreFas Wealth Partners, Inc. otherCharles Schwab & Co., Inc. national BDOtherSep 30, 2009Jun 24, 2011 (632 d)
Douglas George CioccaFas Wealth Partners, Inc. otherWeldon Capital Management, Ltd. unclassifiedOtherMay 11, 2007Mar 18, 2004
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9 moves match.