DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Aepg Wealth Strategies

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Peter Andrew NeedhamAepg Wealth Strategies independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 2, 2019Oct 1, 2019
Chris SchifferAepg Wealth Strategies independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 2, 2019Oct 1, 2019
Gary QuinzelAepg Wealth Strategies independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 2, 2019Oct 30, 2019
Peter C HoglundAepg Wealth Strategies independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 2, 2019Oct 9, 2019
Christopher Von HollandAepg Wealth Strategies independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 2, 2019Nov 6, 2019 (35 d)
Christopher PaleologusAepg Wealth Strategies independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 2, 2019Oct 28, 2019
Bret KayeAepg Wealth Strategies independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 2, 2019Dec 5, 2019 (64 d)
Alexander Joseph VaccarellaAepg Wealth Strategies independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 2, 2019Oct 11, 2019
Ray A HawkinsAepg Wealth Strategies independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 2, 2019Oct 8, 2019
Joseph Clayton GajAepg Wealth Strategies independent RIAWealth Enhancement Advisory Services, LLC independent RIARIA to RIAJan 22, 2019Mar 21, 2024 (1885 d)
Mark DonnellyAepg Wealth Strategies otherBeacon Pointe Wealth Advisors, LLC otherOtherApr 12, 2017May 15, 2017 (33 d)
Aldo Salvatore VultaggioAepg Wealth Strategies otherCapstone Financial Advisors Inc otherOtherJul 30, 2016Sep 23, 2016 (55 d)
Robert Michael McdevittAepg Wealth Strategies otherVanguard Advisers, Inc. otherOtherOct 12, 2015Jan 31, 2018 (842 d)
Michael John WhittemoreAepg Wealth Strategies otherThe Pillar Strategies no RAUMOtherMay 7, 2013Jun 21, 2013 (45 d)
Robert Philip RenshawAepg Wealth Strategies otherPrestige Wealth Management Group, LLC otherOtherApr 19, 2013May 8, 2013
Markian Taras UkrainskyjAepg Wealth Strategies otherCovenant Asset Management, LLC otherOtherOct 2, 2012Jun 6, 2013 (247 d)
Edward Harris ReavenAepg Wealth Strategies otherThe Mutual Fund Store otherOtherFeb 28, 2012Nov 7, 2012 (253 d)
Craig R MarsonAepg Wealth Strategies otherGerstein Fisher otherOtherSep 23, 2005Sep 29, 2005
Jordan HellerAepg Wealth Strategies otherNfp Advisor Services, LLC otherOtherMay 23, 2005May 3, 2005
Donald John HertlingAepg Wealth Strategies otherNfp Advisor Services, LLC otherOtherMay 23, 2005Jun 2, 2005
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20 moves match.