DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Heritage Capital Management Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Donald MoenningHeritage Capital Management Inc otherHeritage Capital Advisors, LLC unclassifiedOtherDec 17, 2015Jul 12, 2013
Matthew Lee LovettHeritage Capital Management Inc otherBrookstone Capital Management LLC otherOtherDec 17, 2015Nov 12, 2013
Gery Joseph SadzewiczHeritage Capital Management Inc otherPoehling Capital Management, Inc. otherOtherNov 9, 2012Apr 3, 2012
Loren Wallace OlsonHeritage Capital Management Inc otherWaterstone Financial Group, Inc. unclassifiedOtherMay 21, 2012Jun 7, 2005
Ann Marie Mariani-IsselHeritage Capital Management Inc otherMack Investment Securities, Inc. otherOtherDec 1, 2011Jan 2, 2009
Stephen Walter MackHeritage Capital Management Inc otherMack Investment Securities, Inc. otherOtherDec 31, 2008Jul 20, 1998
Larry Wayne JohnsonHeritage Capital Management Inc otherSterling Financial Advisory Services, Inc. unclassifiedOtherDec 31, 2008Apr 12, 1998
Norman Peter ChiodrasHeritage Capital Management Inc otherMack Investment Securities, Inc. otherOtherDec 31, 2008Jul 20, 1998
James Alan IsselHeritage Capital Management Inc otherSterling Portfolio Allocation Service Inc unclassifiedOtherDec 31, 2008Oct 12, 1999
Terrence Joseph MoranHeritage Capital Management Inc otherWaterstone Financial Group, Inc. unclassifiedOtherOct 24, 2006Mar 21, 2003
Lisa P ZarkinHeritage Capital Management Inc otherWaterstone Financial Group, Inc. unclassifiedOtherSep 22, 2006Feb 17, 1998
Douglas James StepanskyHeritage Capital Management Inc otherWaterstone Financial Group, Inc. unclassifiedOtherSep 22, 2006Mar 4, 2004
Cynthia Allen MannHeritage Capital Management Inc otherLPL Financial LLC otherOtherAug 29, 2006Sep 8, 2009 (1106 d)
Lisa Ann Keverian PressHeritage Capital Management Inc otherRobert W. Baird & Co. Incorporated otherOtherAug 22, 2006Oct 28, 1999
David Lee FrohlichsteinHeritage Capital Management Inc otherWaterstone Financial Group, Inc. unclassifiedOtherAug 22, 2006Aug 14, 2001
Murray Howard ChalmersHeritage Capital Management Inc otherWaterstone Financial Group, Inc. unclassifiedOtherAug 22, 2006Feb 17, 1998
Jeffrey S GilmanHeritage Capital Management Inc otherWaterstone Financial Group, Inc. unclassifiedOtherAug 22, 2006Aug 1, 2003
Gregory PowellHeritage Capital Management Inc otherOgilvie Security Advisors Corp otherOtherMay 30, 2006Jun 14, 2006
John Anthony KeltyHeritage Capital Management Inc otherMack Investment Securities, Inc. otherOtherDec 31, 2003Jul 20, 1998
Carolyn Shirley BishopHeritage Capital Management Inc otherPartnervest Advisory Services LLC otherOtherDec 31, 2002Aug 19, 2002
Joanne Marie WoiteshekHeritage Capital Management Inc otherPmg Asset Management Inc unclassifiedOtherDec 31, 2002Mar 23, 2001
Page 1 of 1
21 moves match.