DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Signature Investments, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Andrew LukasSignature Investments, Inc. otherLukas Total Wealth state registeredOtherDec 31, 2015Jan 25, 2016
Todd Alan CarlsonSignature Investments, Inc. otherCarlson Financial Advisory, LLC state registeredOtherOct 26, 2015Dec 16, 2015 (51 d)
John Andrew MearsSignature Investments, Inc. otherMears Money Management state registeredOtherOct 1, 2015Jun 13, 2018 (986 d)
James Roy FisherSignature Investments, Inc. otherTheus Wealth Advisors state registeredOtherOct 1, 2015Sep 21, 2015
Joshua David WheelerSignature Investments, Inc. otherWheeler Financial Planning LLC state registeredOtherOct 1, 2015Oct 28, 2015
Robert Mark CerritoSignature Investments, Inc. otherSecure Investment Management, LLC otherOtherSep 22, 2015Nov 20, 2015 (59 d)
Mayo Mcgill FitzhughSignature Investments, Inc. otherFirst Financial Coaching, Inc. independent RIAOtherAug 19, 2015Aug 26, 2015
Eric Franklin HarrisSignature Investments, Inc. otherTheus Wealth Advisors state registeredOtherAug 19, 2015Jul 21, 2015
Donald Leonard RossSignature Investments, Inc. otherAdvantage Retirement Group independent RIAOtherApr 28, 2015May 12, 2015
Lee HyderSignature Investments, Inc. otherLee Hyder And Associates Wealth Management, LLC state registeredOtherApr 28, 2015Apr 2, 2015
John Lee HeinzeSignature Investments, Inc. otherHero Investors, LLC state registeredOtherOct 17, 2014Oct 27, 2014
J'Neanne Mary TheusSignature Investments, Inc. otherTheus Wealth Advisors state registeredOtherMar 14, 2014Sep 17, 2015 (552 d)
Barbara Jean SwiatekSignature Investments, Inc. otherFranklin Capital Management unclassifiedOtherFeb 11, 2014May 30, 2014 (108 d)
James Philip WoodSignature Investments, Inc. otherA Clear Strategy, LLC unclassifiedOtherJan 10, 2014Jan 14, 2014
Eldon Duane BrownSignature Investments, Inc. otherBrown Financial Group state registeredOtherDec 26, 2013Dec 23, 2013
James Leland HancockSignature Investments, Inc. otherGradient Advisors, LLC otherOtherNov 14, 2013Nov 8, 2013
Harold Charles MorrowSignature Investments, Inc. otherCue Financial Group, Inc. otherOtherNov 14, 2013Nov 13, 2013
Paul Woodson AbeleSignature Investments, Inc. otherSecurities America Advisors, Inc. otherOtherNov 5, 2013Nov 15, 2013
Steve James PersonsSignature Investments, Inc. otherBeacon Capital Management, Inc. otherOtherAug 28, 2003Jan 21, 2003
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19 moves match.