DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Balasa Dinverno Foltz LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles Ronald LesserBalasa Dinverno Foltz LLC independent RIAPerformance Wealth no RAUMRIA to a newly registered adviserNov 4, 2020Jan 17, 2021 (74 d)
Matthew Garrett LogueBalasa Dinverno Foltz LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMar 5, 2020Mar 26, 2020
Stephen Anthony MutoBalasa Dinverno Foltz LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 3, 2019Oct 23, 2019
Andrew NovakBalasa Dinverno Foltz LLC independent RIAMesirow Financial Investment Management, Inc. mixed wealthRIA to RIASep 12, 2018Sep 27, 2018
John Robert MortonBalasa Dinverno Foltz LLC otherBoardwalk Financial Strategies LLC independent RIAOtherMar 13, 2018Mar 29, 2018
Rachel Anne KowalczykBalasa Dinverno Foltz LLC otherMariner Wealth Advisors otherOtherDec 21, 2017Jan 30, 2018 (40 d)
Mario A EchevarriaBalasa Dinverno Foltz LLC otherGlobal Retirement Partners LLC institutionalOtherAug 21, 2017Sep 30, 2020 (1136 d)
Adam Rudolph ShemariaBalasa Dinverno Foltz LLC otherStrategic Wealth Partners independent RIAOtherAug 21, 2017Jun 14, 2018 (297 d)
Jennifer Lake DawsonBalasa Dinverno Foltz LLC otherHemington Wealth Management otherOtherJan 20, 2017Apr 18, 2017 (88 d)
Andrew W. A. MusbachBalasa Dinverno Foltz LLC otherHuber Financial otherOtherOct 21, 2016Nov 30, 2016 (40 d)
Stephen Kaichiro KawasakiBalasa Dinverno Foltz LLC otherAspiriant, LLC independent RIAOtherSep 23, 2016Mar 15, 2025 (3095 d)
Philip John RidolphiBalasa Dinverno Foltz LLC otherBrownson, Rehmus & Foxworth, Inc. otherOtherAug 3, 2016Aug 11, 2016
Adam Jon SuwynBalasa Dinverno Foltz LLC otherJvl Wealth Strategies independent RIAOtherJun 24, 2016Mar 3, 2023 (2443 d)
Alex J HaleBalasa Dinverno Foltz LLC otherMesirow Financial Investment Management, Inc. otherOtherMay 13, 2016May 24, 2016
Quinn Sidney JonesBalasa Dinverno Foltz LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherApr 20, 2016Jun 16, 2016 (57 d)
Corissa Lynn LandphairBalasa Dinverno Foltz LLC otherEstate & Trust Advisors otherOtherOct 29, 2015Aug 19, 2015
Brett A. SpencerBalasa Dinverno Foltz LLC otherD3 Financial Counselors LLC otherOtherOct 29, 2015Dec 4, 2015 (36 d)
Altan Oriqilang WulijiBalasa Dinverno Foltz LLC otherFiducient Advisors LLC independent RIAOtherOct 14, 2015May 11, 2018 (940 d)
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18 moves match.