DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Intercontinental Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Leo KauthIntercontinental Wealth Advisors, LLC mixed wealthCorient independent RIARIA to RIAAug 2, 2023Aug 1, 2023
John Maurice HennessyIntercontinental Wealth Advisors, LLC mixed wealthCorient independent RIARIA to RIAAug 2, 2023Aug 1, 2023
Isidoro KorngoldIntercontinental Wealth Advisors, LLC mixed wealthCorient independent RIARIA to RIAAug 2, 2023Aug 1, 2023
Alfredo LarosaIntercontinental Wealth Advisors, LLC mixed wealthCorient independent RIARIA to RIAAug 2, 2023Aug 1, 2023
Kenneth Marck KorngoldIntercontinental Wealth Advisors, LLC mixed wealthCorient independent RIARIA to RIAAug 2, 2023Aug 1, 2023
Howard Hearn LutzIntercontinental Wealth Advisors, LLC mixed wealthCorient independent RIARIA to RIAAug 2, 2023Aug 1, 2023
Jerry Orosco OroscoIntercontinental Wealth Advisors, LLC mixed wealthCorient independent RIARIA to RIAAug 2, 2023Aug 1, 2023
Charles Day LutzIntercontinental Wealth Advisors, LLC mixed wealthCorient independent RIARIA to RIAAug 2, 2023Aug 1, 2023
Fernanda NovaesIntercontinental Wealth Advisors, LLC mixed wealthCorient independent RIARIA to RIAAug 2, 2023Aug 1, 2023
Adrian DevotoIntercontinental Wealth Advisors, LLC mixed wealthCorient independent RIARIA to RIAAug 2, 2023Aug 1, 2023
Pablo SotomayorIntercontinental Wealth Advisors, LLC mixed wealthCorient independent RIARIA to RIAAug 2, 2023Aug 1, 2023
Nestor Hernandez RiveraIntercontinental Wealth Advisors, LLC mixed wealthCorient independent RIARIA to RIAAug 2, 2023Aug 1, 2023
Savion L HarrisIntercontinental Wealth Advisors, LLC mixed wealthCorient independent RIARIA to RIAAug 2, 2023Aug 1, 2023
David K AlvarezIntercontinental Wealth Advisors, LLC mixed wealthPax Financial Group independent RIARIA to RIAAug 21, 2019Sep 26, 2019 (36 d)
Jaime Alberto Chavez LlerenasIntercontinental Wealth Advisors, LLC otherMML Investors Services, LLC otherOtherAug 18, 2017Oct 12, 2017 (55 d)
Roger Harlan EthIntercontinental Wealth Advisors, LLC otherOsaic Fs, Inc. otherOtherJul 24, 2012Sep 7, 2012 (45 d)
Victor JoffeIntercontinental Wealth Advisors, LLC otherBanc Of America Investment Services, Inc. unclassifiedOtherMar 6, 2006Oct 6, 2005
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17 moves match.