DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Dewaay Capital Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jon Barton	Dewaay Capital Management other	Creativeone Wealth, LLC other	Other	Aug 3, 2017	Jun 22, 2017
David Benjamin Merritt	Dewaay Capital Management other	Commerce Wealth Advisers, LLC other	Other	Apr 1, 2016	Aug 29, 2012
Reagan Elizabeth Bates	Dewaay Capital Management other	Wells Fargo Advisors wirehouse	Other	Jan 26, 2015	Jan 26, 2015
Patrick Jones	Dewaay Capital Management other	Commerce Wealth Advisers, LLC other	Other	Nov 25, 2014	Nov 2, 2010
Brenton William Collins	Dewaay Capital Management other	Arete Wealth Advisors, LLC other	Other	Oct 1, 2014	Sep 23, 2014
Andrew David Kleis	Dewaay Capital Management other	Commerce Wealth Advisers, LLC other	Other	Dec 31, 2012	Apr 19, 2012
Joshua Eric Cross	Dewaay Capital Management other	Arete Wealth Advisors, LLC other	Other	Dec 31, 2012	Sep 5, 2012
Paul Hunt Espey	Dewaay Capital Management other	Arete Wealth Advisors, LLC other	Other	Dec 31, 2012	Sep 5, 2012
Andrew Dorr	Dewaay Capital Management other	Commerce Wealth Advisers, LLC other	Other	Dec 31, 2012	Nov 4, 2010
Danielle Mae Vandehaar	Dewaay Capital Management other	Arete Wealth Advisors, LLC other	Other	Dec 31, 2012	Aug 24, 2012
Benjamin L Morrow	Dewaay Capital Management other	Commerce Wealth Advisers, LLC other	Other	Dec 31, 2012	Nov 19, 2010
Todd Christopher Doorenbos	Dewaay Capital Management other	Commerce Wealth Advisers, LLC other	Other	Dec 17, 2012	Nov 4, 2010
Alec L Nielsen	Dewaay Capital Management other	Synergy Investment Group, LLC other	Other	Aug 28, 2012	May 23, 2014 (633 d)
Joshua Eric Cross	Dewaay Capital Management other	Scout Wealth Management, Inc. no RAUM	Other	Feb 2, 2012	Feb 1, 2012
Paul Hunt Espey	Dewaay Capital Management other	Scout Wealth Management, Inc. no RAUM	Other	Feb 2, 2012	Feb 1, 2012
Christopher Alan Uglum	Dewaay Capital Management other	Commerce Wealth Advisers, LLC other	Other	Oct 10, 2011	Nov 2, 2010
Justin Stephen Vaught	Dewaay Capital Management other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 13, 2011	Nov 7, 2011 (55 d)
John Benjamin Nelson	Dewaay Capital Management other	LPL Financial LLC other	Other	Aug 9, 2011	Aug 11, 2011
Joyce E Brady	Dewaay Capital Management other	Ameritas Advisory Services other	Other	Aug 2, 2011	Jan 20, 2012 (171 d)
Ryan Patrick O'Hare	Dewaay Capital Management other	Wells Fargo Advisors wirehouse	Other	May 2, 2011	Apr 25, 2011
Elizabeth Suzanne Emmons	Dewaay Capital Management other	Raymond James Financial Services Advisors, Inc other	Other	Sep 13, 2010	Dec 13, 2010 (91 d)
Christopher William Freeman	Dewaay Capital Management other	Waddell & Reed other	Other	Aug 16, 2010	Sep 26, 2011 (406 d)
Jerit Paul Tripp	Dewaay Capital Management other	Vsr Advisory Services other	Other	Jul 9, 2010	Jul 27, 2010
Benjamin Robert Young	Dewaay Capital Management other	D.A. Davidson & Co. other	Other	Apr 8, 2009	Apr 7, 2009
Andrea Ruth Bevanda	Dewaay Capital Management other	Northwestern Mutual Investment Services,LLC other	Other	Mar 12, 2009	Oct 7, 2009 (209 d)
Matthew David Friedrichsen	Dewaay Capital Management other	Commerce Wealth Advisers, LLC other	Other	Feb 20, 2009	Feb 19, 2009
Lisa Marie Nelson	Dewaay Capital Management other	Commerce Wealth Advisers, LLC other	Other	Feb 20, 2009	Feb 19, 2009
Jon Barton	Dewaay Capital Management other	Commerce Wealth Advisers, LLC other	Other	Nov 19, 2008	Aug 10, 2011 (994 d)
Michelle L Bieber	Dewaay Capital Management other	Investment Centers Of America, Inc. other	Other	Oct 6, 2008	Feb 2, 2010 (484 d)
Melanie Kristine Skelton	Dewaay Capital Management other	Ameriprise Financial Services, LLC national BD	Other	Nov 29, 2006	Oct 30, 2006
Andrew D Schreurs	Dewaay Capital Management other	Wells Fargo Investments, LLC unclassified	Other	Nov 29, 2006	Nov 28, 2006
Brian Fitzgerald Boyle	Dewaay Capital Management other	Boyle Capital other	Other	Jul 21, 2004	Aug 5, 2004
Robert Alan Wiley	Dewaay Capital Management other	Vsr Advisory Services other	Other	Nov 6, 2003	Oct 15, 2003

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33 moves match.