DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Anchor Bay Capital, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jonathan Lesley ChatfieldAnchor Bay Capital, Inc. independent RIAProbabilities Fund Management, LLC otherOtherOct 15, 2021Mar 1, 2022 (137 d)
Christian Alexander ChapmanAnchor Bay Capital, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 6, 2020Nov 3, 2020
Collin James ClarkAnchor Bay Capital, Inc. independent RIAEpstein And White Financial LLC independent RIARIA to RIAJun 4, 2020Jun 23, 2020
Timothy J. LackeyAnchor Bay Capital, Inc. independent RIACentered Financial state registeredRIA to a state-registered adviserMar 5, 2020Mar 6, 2020
Jeran Scott Van AlfenAnchor Bay Capital, Inc. independent RIASeaside Wealth Management, Inc. independent RIARIA to RIASep 14, 2018Nov 28, 2018 (75 d)
Sean Michael O'ConnorAnchor Bay Capital, Inc. otherEpstein And White Financial LLC otherOtherApr 25, 2017May 10, 2017
Michael John WileyAnchor Bay Capital, Inc. otherLPL Financial LLC otherOtherDec 17, 2015Jan 28, 2016 (42 d)
Joseph Alan KoehlerAnchor Bay Capital, Inc. otherLido independent RIAOtherDec 17, 2013Oct 5, 2018 (1753 d)
Jonathan Lesley ChatfieldAnchor Bay Capital, Inc. otherProbabilities Fund Management, LLC otherOtherNov 19, 2013Dec 4, 2013
Brian Stewart JohnsonAnchor Bay Capital, Inc. otherDlk Investment Management otherOtherApr 4, 2012Apr 13, 2012
Jonathan Lesley ChatfieldAnchor Bay Capital, Inc. otherFlc Capital Advisors otherOtherOct 16, 2007Oct 15, 2007
John Robert Vande BosscheAnchor Bay Capital, Inc. otherNorthwestern Mutual Wealth Management Company unclassifiedOtherApr 13, 2005May 17, 2006 (399 d)
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12 moves match.