DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Castle Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lori Ann Fernicola | Castle Wealth Management independent RIA | Fortis Capital Advisors, LLC independent RIA | RIA to RIA | Jul 6, 2026 | Jul 10, 2026 |
| Nicholas Demitri Darzentas | Castle Wealth Management independent RIA | Fortis Capital Advisors, LLC independent RIA | RIA to RIA | Jul 6, 2026 | Jul 13, 2026 |
| Amber Noell Dakar | Castle Wealth Management independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jun 12, 2026 | Jun 30, 2026 |
| Michael Eugene Allende | Castle Wealth Management independent RIA | Bridge Generations Wealth Management independent RIA | RIA to RIA | Dec 6, 2024 | Feb 23, 2025 (79 d) |
| Cindy Pollack | Castle Wealth Management independent RIA | Aureum Wealth Management, LLC independent RIA | RIA to RIA | Feb 2, 2024 | Mar 7, 2024 (34 d) |
| William Michael Lofley | Castle Wealth Management independent RIA | Hbks Wealth Advisors independent RIA | RIA to RIA | Apr 26, 2023 | May 31, 2023 (35 d) |
| Jeffrey Charles Roberto | Castle Wealth Management independent RIA | Trajan Wealth, L.L.C. independent RIA | RIA to RIA | Sep 21, 2022 | Oct 4, 2022 |
| Ariel Emanuel Moyano | Castle Wealth Management independent RIA | Singer Wealth Advisors LLC independent RIA | RIA to RIA | Sep 12, 2022 | Sep 21, 2022 |
| Dalton James Preston | Castle Wealth Management independent RIA | Eagle Strategies LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 21, 2022 | Dec 15, 2023 (693 d) |
| Stephan William Zehner | Castle Wealth Management independent RIA | Atticus Wealth Management independent RIA | RIA to RIA | Dec 31, 2020 | Jan 19, 2021 |
| Joshua Stephen Davis | Castle Wealth Management other | Davis Private Wealth, LLC independent RIA | Other | Feb 2, 2017 | Jan 11, 2017 |
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11 moves match.