DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Gerstein Fisher

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel Winston MaurerGerstein Fisher otherPeople'S Securities, Inc. otherOtherNov 29, 2016Nov 3, 2016
Gregg Scott FisherGerstein Fisher otherWalnut Street Securities, Inc. otherOtherNov 29, 2016Aug 1, 2003
Keri Robyn PrimackGerstein Fisher otherPeople'S Securities, Inc. otherOtherNov 29, 2016Nov 3, 2016
Curt Arri SchultzbergGerstein Fisher otherPeople'S Securities, Inc. otherOtherNov 29, 2016Nov 3, 2016
Michael GoldGerstein Fisher otherPeople'S Securities, Inc. otherOtherNov 29, 2016Nov 3, 2016
Anna TyutyunikGerstein Fisher otherPeople'S Securities, Inc. otherOtherNov 29, 2016Nov 3, 2016
Robert Harvard KinnieGerstein Fisher otherPeople'S Securities, Inc. otherOtherNov 29, 2016Nov 2, 2016
Bernard John LynchGerstein Fisher otherPeople'S Securities, Inc. otherOtherNov 29, 2016Nov 3, 2016
Stephen Robert JohnsonGerstein Fisher otherPeople'S Securities, Inc. otherOtherNov 29, 2016Nov 3, 2016
Justin Michael NeuwirtGerstein Fisher otherPeople'S Securities, Inc. otherOtherNov 29, 2016Nov 3, 2016
Christopher Anthony DendeGerstein Fisher otherPeople'S Securities, Inc. otherOtherNov 23, 2016Nov 3, 2016
Chet Dylan SchwartzGerstein Fisher otherGwn Securities Inc. otherOtherDec 8, 2015Feb 2, 2018 (787 d)
Gregg EisensteinGerstein Fisher otherHsbc Securities (USA) Inc. otherOtherJun 18, 2015Aug 31, 2015 (74 d)
Robert Sean AlimenaGerstein Fisher otherBeaumont Financial Partners LLC otherOtherApr 8, 2015May 20, 2015 (42 d)
Dalya InhaberGerstein Fisher otherMinerva Wealth Advisory no RAUMOtherFeb 27, 2015Feb 16, 2016 (354 d)
Michael Alan PowsnerGerstein Fisher otherUpstart Wealth Management, LLC independent RIAOtherDec 8, 2014Jan 6, 2015
Scott Michael AntinGerstein Fisher otherCharles Schwab & Co., Inc. national BDOtherJul 21, 2014Jan 2, 2019 (1626 d)
Susan Kim MatlowGerstein Fisher otherKls Professional Advisors Group, LLC independent RIAOtherMay 13, 2013May 8, 2019 (2186 d)
Curtis Randall BrooksGerstein Fisher otherUsaa Financial Planning Services no RAUMOtherSep 20, 2011Sep 30, 2011
Michael Robert SandersGerstein Fisher otherClark Dodge & Co., Inc. unclassifiedOtherSep 21, 2010Aug 5, 2010
Salvatore James RiccoGerstein Fisher otherCambridge Investment Research Advisors, Inc. otherOtherOct 16, 2009Nov 13, 2009
Richard J DempseyGerstein Fisher otherUnited Planners' Financial Services Of America A Limited Partner otherOtherOct 18, 2007Jun 27, 2008 (253 d)
Craig R MarsonGerstein Fisher otherStonegate Wealth Management, LLC otherOtherJan 25, 2007Jan 24, 2007
Page 1 of 1
23 moves match.