DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cascade Financial Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Richard H ChinCascade Financial Management, Inc. independent RIAHolmes & Turner Financial Services, Inc. otherOtherMar 31, 2021Feb 1, 2005
Meredith Payne HoltonCascade Financial Management, Inc. independent RIAApollon Wealth Management, LLC independent RIARIA to RIAMar 31, 2021Feb 1, 2021
John Joseph VansantCascade Financial Management, Inc. independent RIAHolmes & Turner Financial Services, Inc. independent RIARIA to RIAFeb 19, 2021Feb 18, 2020
Daniel Aaron ScottCascade Financial Management, Inc. independent RIAApollon Wealth Management, LLC independent RIARIA to RIAFeb 12, 2021Feb 12, 2021
David John TurnerCascade Financial Management, Inc. independent RIAHanson Financial, LLC unclassifiedOtherFeb 12, 2021May 23, 2003
Cynthia Payne OchalCascade Financial Management, Inc. independent RIAApollon Wealth Management, LLC independent RIARIA to RIAFeb 12, 2021Feb 11, 2021
Alan David HolmanCascade Financial Management, Inc. independent RIAApollon Wealth Management, LLC independent RIARIA to RIAFeb 12, 2021Jan 1, 2025 (1419 d)
Dana GreathouseCascade Financial Management, Inc. independent RIAApollon Wealth Management, LLC independent RIARIA to RIAFeb 12, 2021Apr 21, 2022 (433 d)
Jacob Jeffrey WalkerCascade Financial Management, Inc. independent RIAApollon Wealth Management, LLC independent RIARIA to RIAFeb 12, 2021Jan 6, 2021
Timothy James KenkelCascade Financial Management, Inc. independent RIAGeneos Wealth Management, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 8, 2021Jan 11, 2021
Nicki Louise GreenCascade Financial Management, Inc. independent RIALido independent RIARIA to RIAMar 5, 2020May 31, 2024 (1548 d)
Mackenzie Karner BekezaCascade Financial Management, Inc. independent RIAMillennial Wealth Management, LLC state registeredRIA to a state-registered adviserMay 23, 2019Jan 28, 2020 (250 d)
Michael John MccormickCascade Financial Management, Inc. otherMccormick Financial Advisors, LLC state registeredOtherJun 19, 2017Jun 16, 2017
Brian James WileyCascade Financial Management, Inc. otherTree City Advisors, LLC independent RIAOtherDec 10, 2015Sep 8, 2015
Stephanie BrunoCascade Financial Management, Inc. otherDynamic otherOtherApr 16, 2012Apr 16, 2012
John Douglas ClagettCascade Financial Management, Inc. otherNations Financial Group, Inc. otherOtherNov 6, 2009Nov 6, 2009
Donald Hugh McdonaldCascade Financial Management, Inc. otherOne Capital Management, LLC independent RIAOtherOct 28, 2005Jan 1, 2026 (7370 d)
Bruce Grosvenor AllenCascade Financial Management, Inc. otherNations Financial Group, Inc. otherOtherAug 31, 2004Sep 1, 2004
John Edward KrivacsCascade Financial Management, Inc. otherKrivacs Capital Management, LLC state registeredOtherAug 2, 2004Jun 15, 2017 (4700 d)
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19 moves match.