DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Absolute Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Wayne WashowichAbsolute Capital Management, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankNov 9, 2020Feb 8, 2021 (91 d)
Scott Matthew FrielAbsolute Capital Management, LLC independent RIAPotomac otherOtherNov 2, 2020Dec 3, 2020 (31 d)
Michael John SciulliAbsolute Capital Management, LLC otherMoney Concepts Advisory Service BD affiliatedOtherDec 7, 2017May 1, 2018 (145 d)
Michael John RoweAbsolute Capital Management, LLC otherHoward Capital Management, LLC otherOtherApr 3, 2017May 10, 2017 (37 d)
Raymond Steven GettinsAbsolute Capital Management, LLC otherInvest Financial Corporation otherOtherFeb 21, 2017Feb 13, 2017
Brian Matthew OsbornAbsolute Capital Management, LLC otherSummit Advisors, LLC state registeredOtherJan 9, 2017Jan 25, 2017
Randel MorrisAbsolute Capital Management, LLC otherStrategic Advisers LLC national BDOtherJan 3, 2017May 15, 2018 (497 d)
Benjamin Paul BurkleyAbsolute Capital Management, LLC otherHefren-Tillotson, Inc. otherOtherOct 12, 2015Oct 14, 2015
Michael Richard JencoAbsolute Capital Management, LLC otherThe Pacific Financial Group, Inc. mixed wealthOtherMar 16, 2015Apr 11, 2018 (1122 d)
Blake Alan BjordahlAbsolute Capital Management, LLC otherVanderbilt Advisory Services otherOtherMay 9, 2013Aug 19, 2010
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10 moves match.