DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mps-Loria Financial Planners,LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Thomas GillespieMps-Loria Financial Planners,LLC independent RIACg Advisory Services independent RIARIA to RIAAug 28, 2024Apr 7, 2025 (222 d)
Meggan Marie CarrollMps-Loria Financial Planners,LLC independent RIAJmg Financial Group Ltd independent RIARIA to RIAJan 20, 2021Feb 19, 2021
John Hayden BollwegMps-Loria Financial Planners,LLC independent RIAJmg Financial Group Ltd independent RIARIA to RIAApr 15, 2020Apr 21, 2020
Glenn Scott SchwaljeMps-Loria Financial Planners,LLC otherWorld Equity Group, Inc. BD affiliatedOtherNov 17, 2016Aug 23, 2018 (644 d)
Steve Huston ParkerMps-Loria Financial Planners,LLC otherBrookstone Capital Management LLC otherOtherOct 25, 2013Oct 23, 2013
Michael Edward FriedmanMps-Loria Financial Planners,LLC otherInvestment Professionals, Inc. otherOtherJul 1, 2013Sep 16, 2013 (77 d)
Michael Roy SedlakMps-Loria Financial Planners,LLC otherGolden Trail Advisers unclassifiedOtherMar 29, 2010Mar 29, 2010
George H ClougherMps-Loria Financial Planners,LLC otherBrookstone Capital Management LLC independent RIAOtherMar 31, 2003Jul 3, 2019 (5938 d)
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8 moves match.