DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from The Investment Advisor Alliance LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Kwasi ManteauThe Investment Advisor Alliance LLC independent RIAInvestment Advisor Group no RAUMRIA to a newly registered adviserFeb 28, 2021Mar 2, 2021
Gavin Michael GanzkowThe Investment Advisor Alliance LLC independent RIAInvestment Advisor Group no RAUMRIA to a newly registered adviserFeb 28, 2021Mar 1, 2021
Eugene William NovitskiThe Investment Advisor Alliance LLC independent RIAInvestment Advisor Group no RAUMRIA to a newly registered adviserFeb 26, 2021Feb 22, 2021
Christopher Lee PriceThe Investment Advisor Alliance LLC independent RIAInvestment Advisor Group no RAUMRIA to a newly registered adviserFeb 26, 2021Feb 18, 2021
Eric Christopher JacksonThe Investment Advisor Alliance LLC independent RIAInvestment Advisor Group no RAUMRIA to a newly registered adviserFeb 26, 2021Feb 23, 2021
Manuel A. MartinezThe Investment Advisor Alliance LLC independent RIAInvestment Advisor Group no RAUMRIA to a newly registered adviserFeb 26, 2021Feb 18, 2021
John David DanzerThe Investment Advisor Alliance LLC independent RIAInvestment Advisor Group no RAUMRIA to a newly registered adviserFeb 26, 2021Feb 19, 2021
David Jeffrey ArmbrusterThe Investment Advisor Alliance LLC independent RIAInvestment Advisor Group no RAUMRIA to a newly registered adviserFeb 26, 2021Feb 18, 2021
Paul F. KohnThe Investment Advisor Alliance LLC independent RIAInvestment Advisor Group no RAUMRIA to a newly registered adviserFeb 26, 2021Feb 23, 2021
Magan Kaur ZavislakThe Investment Advisor Alliance LLC independent RIAInvestment Advisor Group no RAUMRIA to a newly registered adviserFeb 26, 2021Feb 22, 2021
Katherine Nicole PhillipsThe Investment Advisor Alliance LLC independent RIAInvestment Advisor Group no RAUMRIA to a newly registered adviserFeb 26, 2021Feb 22, 2021
Heather Joan ThompsonThe Investment Advisor Alliance LLC independent RIAInvestment Advisor Group no RAUMRIA to a newly registered adviserFeb 26, 2021Feb 18, 2021
Clark Paul MilnerThe Investment Advisor Alliance LLC independent RIAInvestment Advisor Group no RAUMRIA to a newly registered adviserFeb 26, 2021Feb 18, 2021
Derek L BoughThe Investment Advisor Alliance LLC independent RIAPortfolio Medics, LLC independent RIARIA to RIAFeb 25, 2021Apr 11, 2024 (1141 d)
Caroline A ZuendelThe Investment Advisor Alliance LLC independent RIATriangle Wealth Management independent RIARIA to RIAMay 29, 2020Mar 24, 2021 (299 d)
Jordan Scott WatsonThe Investment Advisor Alliance LLC independent RIATandem Investment Advisors Inc independent RIARIA to RIANov 7, 2019Nov 21, 2019
Jodi RuddThe Investment Advisor Alliance LLC independent RIAGross Domestic Product, Inc otherOtherDec 7, 2018Dec 7, 2018
Douglas A ClancyThe Investment Advisor Alliance LLC otherHorter Investment Management, LLC otherOtherJan 26, 2010Jan 25, 2010
Romney Kay CoxThe Investment Advisor Alliance LLC otherThrivent Investment Management Inc. otherOtherMay 7, 2009Jun 16, 2009 (40 d)
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19 moves match.