DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ssn Advisory, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David A HarlowSsn Advisory, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2020Jul 7, 2026 (2106 d)
David Hudson MelendySsn Advisory, Inc. BD affiliatedSilver Oak Securities, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 30, 2020Mar 17, 2021 (168 d)
Terry Jay MuchlerSsn Advisory, Inc. BD affiliatedMuchler Financial Services, Inc. no RAUMOtherSep 22, 2020Sep 16, 2019
Timothy Robert HammondSsn Advisory, Inc. BD affiliatedHorizon Financial no RAUMOtherSep 22, 2020Sep 18, 2019
Donald John KwartaSsn Advisory, Inc. BD affiliatedHorizon Financial independent RIAAffiliated broker-dealer or bank to independent RIASep 21, 2020Jan 21, 2020
Kathryn Ellen EmlingSsn Advisory, Inc. BD affiliatedHouseholder Group Estate & Retirement Specialists no RAUMOtherSep 18, 2020Nov 19, 2013
Lori Marceil BaroneSsn Advisory, Inc. BD affiliatedHouseholder Group Estate & Retirement Specialists no RAUMOtherSep 18, 2020Nov 19, 2013
Francis Michael ZovistoskiSsn Advisory, Inc. BD affiliatedUhy Capital Advisors, LLC unclassifiedOtherSep 18, 2020Sep 14, 2015
Ravi Benjamin KahanSsn Advisory, Inc. BD affiliatedCreative Financial Partners state registeredAffiliated broker-dealer or bank to a state-registered adviserSep 18, 2020Feb 19, 2020
Richard Hansford DixSsn Advisory, Inc. BD affiliatedThe Marshall Financial Group LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 18, 2020Mar 1, 2018
Scott David VinebergSsn Advisory, Inc. BD affiliatedHouseholder Group Estate & Retirement Specialists no RAUMOtherSep 18, 2020Nov 20, 2013
Kenneth Stephen BlazickSsn Advisory, Inc. BD affiliatedHorizon Financial independent RIAAffiliated broker-dealer or bank to independent RIASep 18, 2020Oct 23, 2019
Drew GressSsn Advisory, Inc. BD affiliatedThe Marshall Financial Group LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 18, 2020Feb 28, 2018
Jonathan Frank BlazickSsn Advisory, Inc. BD affiliatedHorizon Financial independent RIAAffiliated broker-dealer or bank to independent RIASep 18, 2020Jan 21, 2020
Mark Brendan SumnerSsn Advisory, Inc. BD affiliatedSpc BD affiliatedAffiliated broker-dealer or bank to anotherSep 14, 2020Sep 21, 2020
Jeffrey John KinzlerSsn Advisory, Inc. BD affiliatedLasalle St. Investment Advisors, L.L.C. BD affiliatedAffiliated broker-dealer or bank to anotherSep 11, 2020Sep 11, 2020
Matt Ryan FranklinSsn Advisory, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2020Sep 8, 2020
Brad Alan HendrixSsn Advisory, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 2, 2020Sep 2, 2020
Charles Bennett CarltonSsn Advisory, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 2, 2020Sep 3, 2020
Brice Collin FalknerSsn Advisory, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 2, 2020Mar 21, 2024 (1296 d)
Earl Bennett FalknerSsn Advisory, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 2, 2020Mar 21, 2024 (1296 d)
Brad Alan HendrixSsn Advisory, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 2, 2020Sep 2, 2020
Dean Allan GambrellSsn Advisory, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 2, 2020Sep 3, 2020
Earl Bennett FalknerSsn Advisory, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 2, 2020Mar 21, 2024 (1296 d)
Thomas Eric SchneiderSsn Advisory, Inc. BD affiliatedAusdal Financial Partners, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2020Aug 31, 2020
Mark Andrew CoskiSsn Advisory, Inc. BD affiliatedQuantum Financial Planning Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2020Sep 1, 2020
Steven Michael EffertSsn Advisory, Inc. BD affiliatedTrustmont Advisory Group, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 31, 2020Aug 31, 2020
Brian Lee DrumgooleSsn Advisory, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 31, 2020Aug 31, 2020
Adam Jacob BeierleSsn Advisory, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 26, 2020Mar 21, 2024 (1303 d)
Michael David KordasSsn Advisory, Inc. BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 26, 2020Mar 21, 2024 (1303 d)
James Townsend ReevesSsn Advisory, Inc. BD affiliatedReeves, James, Townsend state registeredAffiliated broker-dealer or bank to a state-registered adviserAug 20, 2020Aug 21, 2020
Matthew M KleczynskiSsn Advisory, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 19, 2020Aug 17, 2020
Sheryl Diane ParksSsn Advisory, Inc. BD affiliatedThe Marshall Financial Group LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2020Nov 20, 2020 (98 d)
Peter Andrew MarshallSsn Advisory, Inc. BD affiliatedAmerican Financial Management, Ltd. independent RIAAffiliated broker-dealer or bank to independent RIAAug 14, 2020Sep 19, 2022 (766 d)
Peter Leonard KearneySsn Advisory, Inc. BD affiliatedLasalle St. Investment Advisors, L.L.C. BD affiliatedAffiliated broker-dealer or bank to anotherAug 6, 2020Aug 6, 2020
Benjamin Brandon DefoorSsn Advisory, Inc. BD affiliatedSoar Financial LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserAug 6, 2020Aug 7, 2020
Raleigh Dayton RyserSsn Advisory, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 4, 2020Aug 18, 2020
William James SeyboldSsn Advisory, Inc. BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 3, 2020Aug 3, 2020
Allan Mark MacveanSsn Advisory, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJul 29, 2020Jul 29, 2020
Randolph Stephen MooreSsn Advisory, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJul 28, 2020Jul 24, 2020
Tyra A MooreSsn Advisory, Inc. BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIAJul 28, 2020Jul 24, 2020
Thomas Daniel SearlesSsn Advisory, Inc. BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2020Jul 24, 2020
Laura Searles StohlmanSsn Advisory, Inc. BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2020Jul 24, 2020
John Francis StohlmanSsn Advisory, Inc. BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2020Jul 24, 2020
Joshua Allen BrunnerSsn Advisory, Inc. BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2020Jul 24, 2020
Ryan DunnSsn Advisory, Inc. BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2020Jul 27, 2020
Mark Daniel SearlesSsn Advisory, Inc. BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2020Jul 24, 2020
Barry Howard CantorSsn Advisory, Inc. BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2020Jul 24, 2020
Samuel De La CruzSsn Advisory, Inc. BD affiliatedH. Beck, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 24, 2020Jul 24, 2020
Edward BellSsn Advisory, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 21, 2020Jul 20, 2020
Gretchen Mcthenia CollinsSsn Advisory, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 21, 2020Jul 21, 2020
Amy Warren EdwardsSsn Advisory, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 6, 2020Jul 8, 2020
Emily Reed NormandinSsn Advisory, Inc. BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 11, 2020Jun 24, 2020 (44 d)
James Andrew BarnashSsn Advisory, Inc. BD affiliatedNs Capital, LLC mixed wealthAffiliated broker-dealer or bank to independent RIAFeb 27, 2020Mar 27, 2020
Edward Paul GormleySsn Advisory, Inc. BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 6, 2020Feb 6, 2020
Tamara Leonidovna PavlovSsn Advisory, Inc. BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherNov 20, 2019May 3, 2021 (530 d)
Jaret Dalin PerrymanSsn Advisory, Inc. BD affiliatedSmith Moore & Co. independent RIAAffiliated broker-dealer or bank to independent RIAApr 8, 2019Jun 25, 2019 (78 d)
Keith H BlytheSsn Advisory, Inc. BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 25, 2019Jan 25, 2019
Deborah Louise MatzSsn Advisory, Inc. BD affiliatedDesign Life'S Journey, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserJan 18, 2019May 17, 2019 (119 d)
John Douglas BaxleySsn Advisory, Inc. BD affiliatedLadenburg Thalmann Asset Management Inc otherOtherDec 31, 2018Jan 10, 2017
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188 moves match.