DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Grand Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anastasia Katharina Wiese | Grand Wealth Management, LLC independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 24, 2025 | May 7, 2025 |
| Steven Andrew Starnes | Grand Wealth Management, LLC independent RIA | Fiduciary Financial Advisors independent RIA | RIA to RIA | Apr 1, 2024 | Apr 2, 2024 |
| Lisa Rose Mange | Grand Wealth Management, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Nov 4, 2022 | Nov 11, 2022 |
| Nicholas William Van Loo | Grand Wealth Management, LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Apr 25, 2022 | Aug 3, 2022 (100 d) |
| Stephanie Anne Trexler | Grand Wealth Management, LLC independent RIA | Golden Goose Wealth Planning state registered | RIA to a state-registered adviser | Dec 21, 2020 | Dec 18, 2020 |
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5 moves match.