DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cl Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dennis Alan LipoffCl Wealth Management LLC otherAusdal Financial Partners, Inc. otherOtherMar 26, 2012Mar 23, 2012
John Earle RedfearnCl Wealth Management LLC otherAdvanced Asset Trading, Inc unclassifiedOtherFeb 22, 2012Mar 22, 2012
Jeffery Adam HardinCl Wealth Management LLC otherCape Investment Advisory, Inc. otherOtherFeb 22, 2012Jan 16, 2013 (329 d)
Richard Joseph AugustineCl Wealth Management LLC otherOsaic Fa, Inc. otherOtherDec 31, 2011Feb 7, 2012 (38 d)
Travis James StoryCl Wealth Management LLC otherCambridge Investment Research Advisors, Inc. otherOtherDec 31, 2011Nov 12, 2013 (682 d)
Jeffrey Reed NessethCl Wealth Management LLC otherIndependent Financial Group, LLC otherOtherOct 26, 2011Sep 7, 2012 (317 d)
Shawnee G AndersonCl Wealth Management LLC otherStephen Douglas Investment Advisory, Inc. unclassifiedOtherJul 23, 2010Jun 28, 2010
William Hartwell CoxCl Wealth Management LLC otherNext Financial Group, Inc. otherOtherMar 31, 2010Apr 1, 2010
Thomas Winfield SteeleCl Wealth Management LLC otherVicus Capital, Inc. otherOtherMar 19, 2010Apr 6, 2010
Susan Renee SeitterCl Wealth Management LLC otherOsaic Institutions, Inc. otherOtherFeb 24, 2010Feb 23, 2010
Mary Ellen TwiggCl Wealth Management LLC otherOsaic Institutions, Inc. otherOtherFeb 24, 2010Feb 23, 2010
Rf Burke SteeleCl Wealth Management LLC otherInvestment Centers Of America, Inc. otherOtherJan 5, 2010Jan 5, 2010
George Thomas HaskinsCl Wealth Management LLC otherLPL Financial LLC otherOtherNov 23, 2009Nov 20, 2009
Mary Frances Martin-FalangaCl Wealth Management LLC otherEdelman Financial Advisors LLC unclassifiedOtherDec 31, 2006Nov 15, 2007 (319 d)
Vincent Keith AnnableCl Wealth Management LLC otherCompak Asset Management otherOtherOct 12, 2006Jun 2, 2009 (964 d)
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75 moves match.