DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Archer Investment Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Aidan D MejiaArcher Investment Corporation independent RIACitigroup Global Markets Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 28, 2026Aug 11, 2026
Benjamin L MillerArcher Investment Corporation independent RIAOn Investment Management Co BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2025Jan 2, 2026
Koby Das ClarkArcher Investment Corporation independent RIABeckett Clark Private Wealth, LLC no RAUMRIA to a newly registered adviserNov 10, 2025Nov 19, 2025
Roger Clifton NagelArcher Investment Corporation independent RIASjhl Financial Group independent RIARIA to RIAAug 8, 2025May 27, 2025
Ryan Thomas CooperArcher Investment Corporation independent RIAVerticus Advisors Inc. state registeredRIA to a state-registered adviserNov 18, 2024Jan 2, 2025 (45 d)
Adam Ryan OatesArcher Investment Corporation independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankNov 4, 2024May 14, 2025 (191 d)
James Nicholas VolpeArcher Investment Corporation independent RIARedhawk Wealth Advisors, Inc. independent RIARIA to RIAFeb 15, 2024Jan 1, 2025 (321 d)
Barbara Rachel HollisArcher Investment Corporation independent RIAHolistic Planners state registeredRIA to a state-registered adviserDec 8, 2023Jan 7, 2026 (761 d)
Jesus Arnoldo VasquezArcher Investment Corporation independent RIAVasquez Financial Consulting LLC state registeredRIA to a state-registered adviserJun 27, 2022Jan 4, 2022
Brian CouzensArcher Investment Corporation independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankAug 23, 2021Aug 30, 2021
Daniel Wade DuboseArcher Investment Corporation independent RIAForta Financial Group, Inc. independent RIARIA to RIAJun 19, 2020Jun 16, 2020
David Frank AlfanoArcher Investment Corporation independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 7, 2020Jan 9, 2020
Alan Bradley SchmidtArcher Investment Corporation independent RIAFinancial & Tax Architects, LLC mixed wealthRIA to RIAApr 23, 2019Apr 21, 2020 (364 d)
James Francis StawickArcher Investment Corporation independent RIAHarvest Investment Services, LLC independent RIARIA to RIAJan 29, 2019Feb 6, 2019
Bernard Kankam MensahArcher Investment Corporation independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankDec 10, 2018Mar 31, 2022 (1207 d)
Jonathan Andrew GrubbArcher Investment Corporation independent RIAAccountants Wealth Management Group LLC state registeredRIA to a state-registered adviserJul 26, 2018Mar 4, 2021 (952 d)
Arif Madad AliArcher Investment Corporation other1st Global Advisors Inc otherOtherSep 6, 2017Sep 5, 2017
Alfonso Rocco SaverinoArcher Investment Corporation otherAmeriprise Financial Services, LLC national BDOtherMay 24, 2017May 25, 2017
Peter Nathaniel MitchellArcher Investment Corporation otherTax Pro Advisor state registeredOtherMay 8, 2017Jun 26, 2019 (779 d)
Ronald Eugene HarrisonArcher Investment Corporation otherFox Wealth Advisors LLC unclassifiedOtherAug 10, 2015Aug 10, 2015
Benjamin Paul ZagorskiArcher Investment Corporation otherAvantax Advisory Services otherOtherAug 15, 2014Aug 13, 2014
John Stephens ThomaArcher Investment Corporation otherRoyal Fund Management, LLC otherOtherAug 2, 2013Aug 26, 2013
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22 moves match.