DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Alpha Fiduciary
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Peter Eickelberg | Alpha Fiduciary independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Jun 8, 2020 | Feb 25, 2022 (627 d) |
| Matthew James Graffagnino | Alpha Fiduciary other | Northstar Investment Advisory LLC no RAUM | Other | Jan 30, 2018 | May 13, 2026 (3025 d) |
| Patrick Edward Lawlor | Alpha Fiduciary other | The Mather Group, LLC other | Other | Sep 22, 2017 | Dec 4, 2017 (73 d) |
| Gregory Don Stott | Alpha Fiduciary other | Ironwood Investment Counsel, LLC other | Other | Jul 5, 2016 | Aug 3, 2016 |
| Adam Clark Harding | Alpha Fiduciary other | Harding Wealth, Inc. independent RIA | Other | Jan 29, 2016 | Mar 16, 2021 (1873 d) |
| Michael Leo Shea | Alpha Fiduciary other | Creative Planning other | Other | Aug 12, 2013 | Sep 16, 2013 (35 d) |
| Aaron Michael Hail | Alpha Fiduciary other | Retirement Planners Of America other | Other | Sep 24, 2012 | Jan 7, 2013 (105 d) |
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7 moves match.