DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Kistler-Tiffany Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Andrew ConnerKistler-Tiffany Advisors independent RIACreative Planning independent RIARIA to RIANov 15, 2023Sep 5, 2023
Andrew M RederKistler-Tiffany Advisors independent RIACreative Planning independent RIARIA to RIASep 29, 2023Sep 11, 2023
Larry LetterioKistler-Tiffany Advisors independent RIACreative Planning independent RIARIA to RIASep 29, 2023Sep 6, 2023
David Stanley KovachKistler-Tiffany Advisors independent RIACreative Planning independent RIARIA to RIASep 29, 2023Sep 19, 2023
Michael Peter TroyKistler-Tiffany Advisors independent RIAPrincipal Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 29, 2023Sep 18, 2023
Alan Compton GoodKistler-Tiffany Advisors independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankSep 29, 2023Aug 16, 2023
Michael Gilbert FancherKistler-Tiffany Advisors independent RIACreative Planning independent RIARIA to RIASep 29, 2023Sep 5, 2023
Jaclyn Marie SwavelyKistler-Tiffany Advisors independent RIACreative Planning independent RIARIA to RIASep 29, 2023Sep 6, 2023
Matthew Pearce ArnoldKistler-Tiffany Advisors independent RIACreative Planning independent RIARIA to RIASep 29, 2023Sep 11, 2023
Gordon PealockKistler-Tiffany Advisors otherSantander Securities otherOtherDec 13, 2017Dec 19, 2017
Douglas Lee HallKistler-Tiffany Advisors otherHornor, Townsend & Kent, LLC otherOtherNov 30, 2016Jan 6, 2017 (37 d)
Leslie Ann YoungKistler-Tiffany Advisors otherIndependence Advisors, LLC otherOtherJan 20, 2016Feb 16, 2016
Thomas Francis RileyKistler-Tiffany Advisors otherLegacy Advisors, LLC otherOtherApr 2, 2013Apr 25, 2013
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13 moves match.