DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Marshall Financial Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robin Stacey House | The Marshall Financial Group LLC independent RIA | Alphastar Capital Management independent RIA | RIA to RIA | Nov 18, 2025 | Dec 4, 2025 |
| David Austin Gasper | The Marshall Financial Group LLC independent RIA | Hb Wealth independent RIA | RIA to RIA | Oct 28, 2025 | Jan 13, 2026 (77 d) |
| James Henry Franklin Williamson | The Marshall Financial Group LLC independent RIA | T. Rowe Price Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 8, 2025 | Aug 25, 2026 (351 d) |
| Kyle Thomas Venditti | The Marshall Financial Group LLC independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 7, 2025 | Jan 30, 2025 |
| Bradley Taliaferro Clough | The Marshall Financial Group LLC independent RIA | American Financial Management, Ltd. independent RIA | RIA to RIA | Apr 6, 2023 | Dec 17, 2025 (986 d) |
| Amy Elizabeth Sommers | The Marshall Financial Group LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Mar 6, 2023 | Apr 6, 2023 (31 d) |
| Thomas Haywood Sarkes | The Marshall Financial Group LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Jun 16, 2022 | Feb 15, 2023 (244 d) |
| Richard Hansford Dix | The Marshall Financial Group LLC independent RIA | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2019 | Sep 18, 2020 (476 d) |
| Drew Gress | The Marshall Financial Group LLC independent RIA | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 31, 2019 | Sep 18, 2020 (476 d) |
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9 moves match.