DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wwk Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Philip Eugene Wetzel, Jr.Wwk Wealth Advisors independent RIAStrategic Financial Concepts, LLC independent RIARIA to RIAJul 26, 2019Feb 5, 2019
Ashley Layne HodgeWwk Wealth Advisors independent RIAAdvisor Resource Council independent RIARIA to RIAApr 4, 2019Mar 12, 2019
Roger Patrick WhitneyWwk Wealth Advisors independent RIAStrategic Financial Concepts, LLC independent RIARIA to RIAMar 21, 2019Feb 5, 2019
Van Alan FreemanWwk Wealth Advisors independent RIAWestern Wealth Management LLC independent RIARIA to RIAMar 21, 2019Jan 29, 2019
Marc Eliot SloterWwk Wealth Advisors independent RIAWestern Wealth Management LLC independent RIARIA to RIAMar 21, 2019Jan 29, 2019
Sean Paul WeaverWwk Wealth Advisors independent RIAStrategic Financial Concepts, LLC independent RIARIA to RIAMar 21, 2019Feb 6, 2019
Derek Jefferson MoffattWwk Wealth Advisors independent RIAStrategic Financial Concepts, LLC independent RIARIA to RIAMar 21, 2019Feb 5, 2019
William Ellison FairleyWwk Wealth Advisors independent RIAWestern Wealth Management LLC independent RIARIA to RIAMar 21, 2019Jan 29, 2019
Timothy D HuttoWwk Wealth Advisors independent RIAEagle Strategies LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 21, 2018Dec 23, 2019 (458 d)
John Joseph UnsworthWwk Wealth Advisors otherAdvisor Resource Council otherOtherJul 23, 2014Aug 11, 2014
Brian Douglass MatlockWwk Wealth Advisors otherSteward Wealth Management independent RIAOtherApr 1, 2013Sep 11, 2020 (2720 d)
Gary Neal HollandWwk Wealth Advisors otherHolland Investment Management, Inc. otherOtherOct 24, 2011Aug 14, 2012 (295 d)
Ekua Opokuaa AnyanfulWwk Wealth Advisors otherEdi Investment Advisor Corporation unclassifiedOtherJul 8, 2009Aug 24, 2009 (47 d)
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13 moves match.