DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Carnegie Investment Counsel
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cooper James Smith | Carnegie Investment Counsel independent RIA | First Manhattan Co. LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2026 | Aug 5, 2026 |
| Brenton Keith Luce | Carnegie Investment Counsel independent RIA | Woodland Wealth Partners no RAUM | RIA to a newly registered adviser | Apr 2, 2026 | Apr 2, 2026 |
| Razmig K Pounardjian | Carnegie Investment Counsel independent RIA | Woodland Wealth Partners no RAUM | RIA to a newly registered adviser | Apr 2, 2026 | Apr 2, 2026 |
| Denny Bob Johnson | Carnegie Investment Counsel independent RIA | Woodland Wealth Partners no RAUM | RIA to a newly registered adviser | Apr 2, 2026 | Jul 14, 2026 (103 d) |
| Christopher William Niall Carey | Carnegie Investment Counsel independent RIA | Ritholtz Wealth Management independent RIA | RIA to RIA | Feb 17, 2026 | Feb 13, 2026 |
| Bryan Robert Blackburn | Carnegie Investment Counsel independent RIA | Sanctuary Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 16, 2026 | Jan 16, 2026 |
| Ian Matheson | Carnegie Investment Counsel independent RIA | Venture Visionary Partners LLC independent RIA | RIA to RIA | Oct 22, 2025 | Nov 5, 2025 |
| John Charles Krebs | Carnegie Investment Counsel independent RIA | Rockefeller Capital Management BD affiliated | RIA to affiliated broker-dealer or bank | Jun 3, 2025 | Jun 13, 2025 |
| Howard Albert Trauger | Carnegie Investment Counsel independent RIA | Philadelphia Partners Capital Management, LLC independent RIA | RIA to RIA | Jul 1, 2024 | Mar 12, 2026 (619 d) |
| Henry Allen Spain | Carnegie Investment Counsel independent RIA | Stratos Wealth Advisors LLC independent RIA | RIA to RIA | Apr 15, 2024 | Apr 10, 2024 |
| Keith Paul Warmbein | Carnegie Investment Counsel independent RIA | Guardian Wealth Partners, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 6, 2022 | Apr 1, 2022 |
| Chad Warmbein | Carnegie Investment Counsel independent RIA | Guardian Wealth Partners, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 6, 2022 | Mar 31, 2022 |
| Michael James Woomer | Carnegie Investment Counsel independent RIA | Guardian Wealth Partners, LLC no RAUM | Other | Feb 23, 2022 | Mar 3, 2022 |
| Joshua Darrin Mudse | Carnegie Investment Counsel independent RIA | Running Point Capital Advisors LLC independent RIA | RIA to RIA | Mar 17, 2020 | Feb 3, 2021 (323 d) |
| Matthew J Peck | Carnegie Investment Counsel independent RIA | Wealthshield Partners, LLC independent RIA | RIA to RIA | Sep 25, 2019 | Sep 1, 2020 (342 d) |
| Mark D. Kindberg | Carnegie Investment Counsel other | Edward Jones national BD | Other | Dec 7, 2016 | Aug 31, 2017 (267 d) |
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16 moves match.