DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Avant-Garde Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ronald Jene HarveyAvant-Garde Advisors LLC otherHarvey & Companies, Inc. state registeredOtherDec 15, 2016Jan 1, 2026 (3304 d)
Jacqueline Barbara YappAvant-Garde Advisors LLC otherWealthsource? no RAUMOtherDec 15, 2016Mar 21, 2016
Jeffrey Alan MurrayAvant-Garde Advisors LLC otherWealthsource? no RAUMOtherDec 15, 2016Mar 14, 2016
Barbara Alison Traylor SmithAvant-Garde Advisors LLC otherWealthsource? no RAUMOtherDec 15, 2016Apr 1, 2016
Christopher Andre BensonAvant-Garde Advisors LLC otherWealthsource? no RAUMOtherDec 15, 2016Mar 17, 2016
Travis Lee CookAvant-Garde Advisors LLC otherWealthsource? no RAUMOtherDec 15, 2016Mar 24, 2016
Bryan David CannonAvant-Garde Advisors LLC otherWealthsource? no RAUMOtherDec 15, 2016Mar 18, 2016
Mark Andrew TeerlinckAvant-Garde Advisors LLC otherWealthsource? no RAUMOtherDec 15, 2016Mar 10, 2016
Lane Mark WeintraubAvant-Garde Advisors LLC otherWealthsource? no RAUMOtherOct 31, 2016Mar 29, 2016
Eric Jonathan LinserAvant-Garde Advisors LLC otherWealthsource? no RAUMOtherJul 15, 2016Mar 3, 2016
Richard Montgomery PatrickAvant-Garde Advisors LLC otherWealthsource? no RAUMOtherJul 15, 2016Mar 16, 2016
Jimmy GonzalezAvant-Garde Advisors LLC otherWealthsource? no RAUMOtherJun 30, 2016Mar 29, 2016
Thomas Joseph ManettaAvant-Garde Advisors LLC otherAnthem Wealth Partners unclassifiedOtherJun 30, 2016Apr 20, 2015
Ryan L MorelliAvant-Garde Advisors LLC otherWealthsource? no RAUMOtherFeb 26, 2016Feb 23, 2016
Joseph AlmonAvant-Garde Advisors LLC otherStrategic Advisers LLC national BDOtherJun 15, 2015Aug 19, 2015 (65 d)
John Thomas MontgomeryAvant-Garde Advisors LLC otherMorgan Stanley wirehouseOtherJul 25, 2013Nov 19, 2013 (117 d)
Dana Fambrough BathAvant-Garde Advisors LLC otherAveo Capital Partners, LLC otherOtherApr 18, 2013Mar 21, 2013
Rock Allen MirichAvant-Garde Advisors LLC otherValic Financial Advisors, Inc. otherOtherOct 22, 2010Jan 14, 2011 (84 d)
Page 1 of 1
18 moves match.