DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Trinity Portfolio Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joe Nmn WylieTrinity Portfolio Advisors, LLC independent RIADean Wealth Management, LLC state registeredRIA to a state-registered adviserFeb 12, 2026Feb 15, 2026
Gary Henry VogelTrinity Portfolio Advisors, LLC independent RIASimplicity Wealth mixed wealthRIA to RIADec 31, 2024Apr 11, 2025 (101 d)
Andrew C EstradaTrinity Portfolio Advisors, LLC independent RIAAlliancebernstein L.P. asset managerOtherApr 17, 2024Apr 23, 2024
Tiffany S TaylorTrinity Portfolio Advisors, LLC independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 7, 2023Jul 11, 2023 (95 d)
Kathryn Ann AllenTrinity Portfolio Advisors, LLC independent RIAAllen Wealth Advisors state registeredRIA to a state-registered adviserOct 5, 2020Oct 1, 2020
Tyisha Marie WolfeTrinity Portfolio Advisors, LLC otherFirst Command Advisory Services BD affiliatedOtherFeb 13, 2018Apr 11, 2018 (57 d)
Katherine Elaine NolteTrinity Portfolio Advisors, LLC otherWealthtrust Asset Management, LLC otherOtherMay 17, 2017May 25, 2017
Thomas Harlan KyleTrinity Portfolio Advisors, LLC otherMML Investors Services, LLC otherOtherJul 1, 2016Aug 24, 2016 (54 d)
Jonathan NewmanTrinity Portfolio Advisors, LLC otherStrategic Advisers LLC national BDOtherNov 13, 2015Dec 16, 2015 (33 d)
Clayton James MahoneTrinity Portfolio Advisors, LLC otherMML Investors Services, LLC otherOtherSep 15, 2015Dec 21, 2015 (97 d)
Jared Brandon SniderTrinity Portfolio Advisors, LLC otherExencial Wealth Advisors otherOtherApr 7, 2014Apr 15, 2014
Wesley Ragan YoungTrinity Portfolio Advisors, LLC otherOakwood Advisory Group, LLC state registeredOtherDec 9, 2010Mar 1, 2012 (448 d)
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12 moves match.