DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Pnc Capital Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jared G HoldenPnc Capital Advisors LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 16, 2014Aug 1, 2014
Erin Michele-Avery ZylmanPnc Capital Advisors LLC otherEdward Jones national BDOtherApr 29, 2014Apr 12, 2016 (714 d)
Lonnie D TatePnc Capital Advisors LLC otherPnc Wealth Management otherOtherOct 15, 2013Oct 24, 2013
Brandon L DunnPnc Capital Advisors LLC otherAdviseme National Advisors otherOtherAug 6, 2013Dec 7, 2016 (1219 d)
Brian Joseph WorganPnc Capital Advisors LLC otherTd Private Client Wealth LLC otherOtherJul 12, 2013Sep 22, 2014 (437 d)
Sheri Lynn StammPnc Capital Advisors LLC otherWells Fargo Advisors wirehouseOtherMay 24, 2013May 24, 2013
Raymond Des RosiersPnc Capital Advisors LLC otherFisher Investments otherOtherMay 23, 2013May 6, 2013
Jonathan Erik JamesPnc Capital Advisors LLC otherBmo Harris Financial Advisors, Inc otherOtherApr 12, 2013Jun 19, 2013 (68 d)
James Edward SlaterPnc Capital Advisors LLC otherAbbit Management Corp otherOtherMay 1, 2012Jun 1, 2012 (31 d)
Page 2 of 2Previous
69 moves match.