DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Peninsula Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert John Keane | Peninsula Wealth, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Jul 15, 2025 | Apr 8, 2025 |
| Kristina Marie Ventura | Peninsula Wealth, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Jul 15, 2025 | Oct 8, 2025 (85 d) |
| Rahul Niranjan Shah | Peninsula Wealth, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Jul 15, 2025 | Apr 8, 2025 |
| Brett Wyeth Davalos | Peninsula Wealth, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Jul 15, 2025 | Apr 8, 2025 |
| Maria Angelica Prudente San Felipe | Peninsula Wealth, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Jul 15, 2025 | Apr 8, 2025 |
| Samuel Eaton Terminello | Peninsula Wealth, LLC independent RIA | Ep Wealth Advisors independent RIA | RIA to RIA | Jul 15, 2025 | Apr 8, 2025 |
| Dieuthy Guiley | Peninsula Wealth, LLC independent RIA | Freestone Capital Management, LLC independent RIA | RIA to RIA | Feb 27, 2023 | Aug 22, 2023 (176 d) |
| Kristen Rebecca Kaczmark | Peninsula Wealth, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jun 8, 2020 | Jun 8, 2020 |
| Smriti Dhall | Peninsula Wealth, LLC other | Lenox Advisors, Inc. unclassified | Other | Nov 12, 2015 | Jan 30, 2017 (445 d) |
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9 moves match.