| Stephen Bruce Schuler | Bridgewater Wealth & Financial Management, LLC independent RIA | Focus Partners Wealth, LLC other | Other | Mar 5, 2018 | Feb 21, 2018 |
| Karen Lapier Baer | Bridgewater Wealth & Financial Management, LLC independent RIA | Focus Partners Wealth, LLC other | Other | Mar 5, 2018 | Feb 20, 2018 |
| Nina Ramo Mitchell | Bridgewater Wealth & Financial Management, LLC independent RIA | Focus Partners Wealth, LLC other | Other | Mar 5, 2018 | Feb 20, 2018 |
| Wayne Bruce Zussman | Bridgewater Wealth & Financial Management, LLC independent RIA | Focus Partners Wealth, LLC other | Other | Mar 5, 2018 | Feb 27, 2018 |
| Shellie Kurek Peters | Bridgewater Wealth & Financial Management, LLC independent RIA | Focus Partners Wealth, LLC other | Other | Mar 5, 2018 | Feb 27, 2018 |
| Dawn Ellen Doebler | Bridgewater Wealth & Financial Management, LLC independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Mar 5, 2018 | Oct 10, 2024 (2411 d) |
| Answan Demond Johnson | Bridgewater Wealth & Financial Management, LLC independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Mar 5, 2018 | Oct 24, 2018 (233 d) |
| Megan Nicole Kelly | Bridgewater Wealth & Financial Management, LLC independent RIA | Focus Partners Wealth, LLC other | Other | Mar 5, 2018 | Feb 27, 2018 |
| Christopher Patrick Johnson | Bridgewater Wealth & Financial Management, LLC independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Mar 5, 2018 | Dec 4, 2023 (2100 d) |
| Kimberly Ann Allred | Bridgewater Wealth & Financial Management, LLC other | El Capitan Advisors no RAUM | Other | Oct 25, 2017 | Feb 15, 2018 (113 d) |
| Jessica Lynne Jarosik | Bridgewater Wealth & Financial Management, LLC other | Focus Wealth Management, Ltd. other | Other | Nov 6, 2015 | Nov 10, 2015 |
| David Jason Olson | Bridgewater Wealth & Financial Management, LLC other | Worch Capital LLC state registered | Other | Jul 25, 2013 | Jul 17, 2013 |
| Matthew James Morehead | Bridgewater Wealth & Financial Management, LLC other | Greenspring Advisors, LLC other | Other | Mar 22, 2012 | Dec 10, 2013 (628 d) |