DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Baron Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Dreyer LepkowskiBaron Wealth Management, LLC independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMay 20, 2022Jun 6, 2022
Emeliano Austin Paul AmeyeBaron Wealth Management, LLC independent RIAValeo Financial Advisors, LLC independent RIARIA to RIADec 22, 2021Feb 14, 2022 (54 d)
Jeffrey Patrick PalleschiBaron Wealth Management, LLC independent RIALife Plan Financial Advisory Group, LLC independent RIARIA to RIAMar 31, 2021May 12, 2021 (42 d)
Sandra Marie KerrBaron Wealth Management, LLC independent RIALumin Financial, LLC independent RIARIA to RIANov 1, 2019Jan 14, 2020 (74 d)
Louis MessinaBaron Wealth Management, LLC otherVoya Financial Advisors, Inc. otherOtherMay 1, 2017Sep 18, 2017 (140 d)
Michael David ReedBaron Wealth Management, LLC otherLiberty Wealth Advisors, LLC otherOtherDec 15, 2015Mar 30, 2016 (106 d)
Aaron Ray AndreasBaron Wealth Management, LLC otherArbor Wealth Advisors LLC no RAUMOtherJan 27, 2014Feb 25, 2014
Erik Olen KlumppBaron Wealth Management, LLC otherChessie Advisors, LLC state registeredOtherDec 17, 2013Jul 2, 2014 (197 d)
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8 moves match.