DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Alexander Capital Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Amy Nuttall ZwaanAlexander Capital Wealth Management LLC independent RIAYosemite Capital Management independent RIARIA to RIAJul 20, 2026Sep 11, 2026 (53 d)
Steven Andrew MasonAlexander Capital Wealth Management LLC independent RIAVanguard Advisers, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 12, 2025Jan 22, 2026 (41 d)
Ara Alexander KachadourianAlexander Capital Wealth Management LLC independent RIAZero Day Capital Enterprises LLC no RAUMRIA to a newly registered adviserMay 4, 2024Jun 18, 2024 (45 d)
William Lawrence CurryAlexander Capital Wealth Management LLC independent RIACreativeone Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 9, 2023Oct 24, 2023
Michael BracciaAlexander Capital Wealth Management LLC independent RIAEagle Strategies LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 16, 2022Jun 13, 2023 (179 d)
Stephen William GuercioAlexander Capital Wealth Management LLC independent RIAClark Dodge Asset Management, LLC otherOtherMar 1, 2022Jan 31, 2018
Jeremiah BeguesseAlexander Capital Wealth Management LLC independent RIABerone Capital LLC state registeredRIA to a state-registered adviserAug 2, 2021Nov 22, 2021 (112 d)
Page 1 of 1
7 moves match.