DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Tandem Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher BroylesTandem Wealth Advisors independent RIAOsaic Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 22, 2025Jan 26, 2026 (249 d)
James Ryan MooreTandem Wealth Advisors independent RIAAscensus Investment Advisors, LLC institutionalOtherFeb 5, 2024Mar 21, 2024 (45 d)
Melissa RivasTandem Wealth Advisors independent RIAU.S. Bancorp Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 13, 2023Dec 7, 2023
Thomas GerbothTandem Wealth Advisors independent RIAHarbour Investments, Inc. independent RIARIA to RIAJul 24, 2023Jul 27, 2023
Stanley William SmrkeTandem Wealth Advisors independent RIATransamerica Financial Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 7, 2022May 19, 2023 (316 d)
Clayton Jeffrey CauppTandem Wealth Advisors independent RIATfo Family Office Partners independent RIARIA to RIAFeb 1, 2022Feb 23, 2022
Matthew Thomas LeveneTandem Wealth Advisors independent RIACapital Client Group, Inc. no RAUMOtherDec 14, 2021Apr 6, 2022 (113 d)
William George WiseTandem Wealth Advisors independent RIAFenimore Asset Management, Inc. mixed wealthRIA to RIASep 13, 2021Sep 27, 2022 (379 d)
Ryan Joseph AllessioTandem Wealth Advisors independent RIAOrion Portfolio Solutions, LLC independent RIARIA to RIAJun 30, 2021Mar 8, 2022 (251 d)
Ronald Richard DemersTandem Wealth Advisors independent RIAWells Fargo Advisors wirehouseRIA to wirehouseNov 2, 2017Jul 19, 2018 (259 d)
Timothy D StreetTandem Wealth Advisors independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseDec 20, 2016Aug 31, 2021 (1715 d)
John Joseph CorcoranTandem Wealth Advisors independent RIATandem Investment Partners, LLC independent RIARIA to RIASep 30, 2014Aug 13, 2014
Barbara Jean TweedyTandem Wealth Advisors independent RIATandem Investment Partners, LLC independent RIARIA to RIASep 30, 2014Sep 12, 2014
Thomas Jude D'AuriaTandem Wealth Advisors independent RIATandem Investment Partners, LLC independent RIARIA to RIASep 30, 2014Jul 25, 2014
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14 moves match.