DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Usadvisors Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph Conrad CunninghamUsadvisors Wealth Management, LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 24, 2025Jan 7, 2025
Momodou L. BojangUsadvisors Wealth Management, LLC independent RIAAxiom Value Wealth Management LLC state registeredRIA to a state-registered adviserApr 15, 2025Apr 8, 2025
Tony NguyUsadvisors Wealth Management, LLC independent RIAAxiom Value Wealth Management LLC state registeredRIA to a state-registered adviserApr 15, 2025Jul 18, 2025 (94 d)
Josephine J BojangUsadvisors Wealth Management, LLC independent RIAAxiom Value Wealth Management LLC state registeredRIA to a state-registered adviserApr 15, 2025Apr 8, 2025
Whitney L ChristesonUsadvisors Wealth Management, LLC independent RIAVan Clemens Wealth Management, LLC independent RIARIA to RIAJan 31, 2025Apr 19, 2024
Annabelle SaezUsadvisors Wealth Management, LLC independent RIAAxiom Value Wealth Management LLC state registeredRIA to a state-registered adviserJan 31, 2025Sep 16, 2026 (593 d)
Christina MulhollandUsadvisors Wealth Management, LLC independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 13, 2024Sep 23, 2024
Timothy Charles StatesUsadvisors Wealth Management, LLC independent RIASecurities America Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 29, 2024Dec 7, 2021
Loree Dane QuinnUsadvisors Wealth Management, LLC independent RIALPL Financial LLC independent RIARIA to RIADec 21, 2022Dec 1, 2022
Matthew Connor FlynnUsadvisors Wealth Management, LLC independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 29, 2022Jan 31, 2022
Duane Michael LudewigUsadvisors Wealth Management, LLC independent RIASecurities America Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 4, 2022Jan 25, 2022
Russell Scott HaleUsadvisors Wealth Management, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 7, 2021Feb 23, 2024 (808 d)
Jessica Lynn GauerkeUsadvisors Wealth Management, LLC independent RIAAlps Advisors, Inc. asset managerOtherJun 23, 2021Sep 27, 2021 (96 d)
Ross Antonio DelucaUsadvisors Wealth Management, LLC independent RIAEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankMar 30, 2021Mar 31, 2021
Steven Matthew EllsworthUsadvisors Wealth Management, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 29, 2021Jan 9, 2026 (1806 d)
Terry Doyle BuskirkUsadvisors Wealth Management, LLC independent RIAStrategic Blueprint, LLC independent RIARIA to RIAOct 9, 2020Oct 14, 2020
Lane SchulzUsadvisors Wealth Management, LLC independent RIAStrategic Blueprint, LLC independent RIARIA to RIAOct 9, 2020Oct 14, 2020
Mark Edward EngleUsadvisors Wealth Management, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 24, 2020Aug 24, 2020
Julieann Elizabeth SchroederUsadvisors Wealth Management, LLC independent RIAEverest Financial Group independent RIARIA to RIAJan 13, 2020Jan 2, 2020
Tyler Joel StephensUsadvisors Wealth Management, LLC independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankSep 5, 2019Sep 4, 2019
Robert Edward SkinnerUsadvisors Wealth Management, LLC independent RIAExodus Wealth, LLC independent RIARIA to RIAApr 19, 2018May 24, 2018 (35 d)
John Martin MoranUsadvisors Wealth Management, LLC otherLPL Financial LLC otherOtherJun 28, 2017Aug 23, 2017 (56 d)
Timothy AscheUsadvisors Wealth Management, LLC otherRaymond James Financial Services Advisors, Inc otherOtherApr 13, 2017Apr 25, 2017
Michael Lee ForsbergUsadvisors Wealth Management, LLC otherSecurities America Advisors, Inc. otherOtherApr 5, 2017Apr 5, 2017
Kevin James LeblancUsadvisors Wealth Management, LLC otherSecurities America Advisors, Inc. otherOtherMar 21, 2017Mar 20, 2017
Scott Eric BeatyUsadvisors Wealth Management, LLC otherSecurities America Advisors, Inc. otherOtherMar 21, 2017Mar 20, 2017
Brenda Rose AslynUsadvisors Wealth Management, LLC otherSecurities America Advisors, Inc. otherOtherDec 1, 2016Dec 3, 2016
Carlos Juan MirandaUsadvisors Wealth Management, LLC otherSecurities America Advisors, Inc. otherOtherMar 21, 2016Mar 21, 2016
Michael Robert FinnieUsadvisors Wealth Management, LLC otherSecurities America Advisors, Inc. otherOtherMar 16, 2016Mar 17, 2016
Alejandro J. San Antonio-CuebasUsadvisors Wealth Management, LLC otherMainstreet Advisors, LLC unclassifiedOtherJan 11, 2016Jun 16, 2016 (157 d)
Michael J CalandruccioUsadvisors Wealth Management, LLC otherNfp Advisor Services, LLC otherOtherDec 3, 2015Jul 31, 2015
Robert Louis PuzUsadvisors Wealth Management, LLC otherSpc otherOtherSep 14, 2015Sep 2, 2015
Kasey Ryan VerginUsadvisors Wealth Management, LLC otherAmeriprise Financial Services, LLC national BDOtherAug 14, 2015Jul 27, 2015
Kelly Joel MeyerUsadvisors Wealth Management, LLC otherSecurities America Advisors, Inc. otherOtherJul 8, 2015Jul 16, 2015
Monte James GehrtzUsadvisors Wealth Management, LLC otherCetera Investment Advisers LLC BD affiliatedOtherFeb 6, 2015Jun 29, 2023 (3065 d)
Cody Ray FlattUsadvisors Wealth Management, LLC otherInvestment Centers Of America, Inc. otherOtherOct 9, 2014Oct 3, 2014
Reginald HarrisonUsadvisors Wealth Management, LLC otherE*Trade Capital Management, LLC independent RIAOtherApr 10, 2014Dec 23, 2019 (2083 d)
David John KimuraUsadvisors Wealth Management, LLC otherCuso Financial Services, L.P. otherOtherApr 3, 2014Aug 19, 2013
Cody Ray FlattUsadvisors Wealth Management, LLC otherSecurities America Advisors, Inc. otherOtherJan 9, 2014Jan 9, 2014
Christian Michael BarnettUsadvisors Wealth Management, LLC otherThrivent Investment Management Inc. otherOtherSep 18, 2013Sep 26, 2013
Timothy Jon RobinsonUsadvisors Wealth Management, LLC no RAUMSecurities America Advisors, Inc. otherOtherDec 19, 2012Dec 8, 2012
Russell Scott HaleUsadvisors Wealth Management, LLC no RAUMNext Financial Group, Inc. otherOtherDec 5, 2012May 3, 2013 (149 d)
Charles Edward EarleUsadvisors Wealth Management, LLC no RAUMLPL Financial LLC otherOtherNov 20, 2012Nov 16, 2012
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43 moves match.